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Pozen Inc./NC 
 NC
  SEC # 1059790


        
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814  SEC Filings
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  from  4/28/00  to  3/14/16  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Pozen Inc./NC 

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Forms
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, Documents
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& Exhibits
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 in  365 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/14/16 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/14/16 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
3/14/16 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
2/5/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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209

8-K Items: 
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12/7/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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33
12/29/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
2/5/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
11/9/15 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 45
2/5/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
2/5/16 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
12/28/15 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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41
2/5/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
2/2/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
9/28/15 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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13
12/28/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 72
2/5/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 108

12/28/15 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
12/28/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 12
11/9/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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50
6/2/15 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
6/2/15 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 7
4/27/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 16
3/11/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
2/6/15 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 9
10/20/14 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 9
12/7/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
2/23/12 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
5/12/10 OLDARSUpdate:  Annual Reports to Security Holders  OLD 5
1/12/05 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
10/11/00 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
10/10/00 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5

General Exhibits: 
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2/5/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
12/7/15 OLDEX-10Material Contracts  OLD 136
12/7/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
6/2/15 OLDEX-23Consents of Experts and Counsel  OLD 35
6/2/15 OLDEX-5Opinions of Counsel re: Legality  OLD 11
3/11/15 OLDEX-21Subsidiaries Lists  OLD 13
1/12/05 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
10/10/00 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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2/5/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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124

Financials: 
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11/9/15 OLDEX-31Certifications — §302 – SOA’02  OLD 120
11/9/15 OLDEX-32Certifications — §906 – SOA’02  OLD 100
11/9/15 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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344
11/9/15 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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25
11/9/15 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 106
11/9/15 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
18
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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2

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2/5/16 OLDGRAPHICPhotos, Images and Graphs  OLD 359


Forms
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, Documents
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& Exhibits
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 in  460 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/10/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 76
2/9/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 335
2/5/16 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/30/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
12/28/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 11

Letters: 
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8/27/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9

General Exhibits: 
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12/7/15 OLDEX-10Material Contracts  OLD 8
12/7/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
7/29/15 OLDEX-24Powers of Attorney  OLD 60

Additional Exhibits: 
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2/5/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 23

Graphics: 
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12/28/15 OLDGRAPHICPhotos, Images and Graphs  OLD 98


        

Filings History

Year    # of Filings
In descending order
2016 16
2015 97
2014 90
2013 50
2012 61
2011 61
2010 44
2009 59
2008 56
2007 67
2006 62
2005 45
2004 44
2003 29
2002 12
2001 11
2000 10

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