AG&E Holdings Inc. 

IL

  SEC # 105608

        

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350  SEC Filings   from  3/24/95  to  10/19/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  AG&E Holdings Inc.

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Forms , Documents & Exhibits  in  204 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/19/18	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
10/18/18	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	63
					8-K Items:
10/18/18	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	12
10/18/18	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD  — ↓‘EX-2’	1
12/6/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
8/14/17	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	4
10/18/18	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
10/18/18	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
11/18/16	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
12/6/16	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
7/16/12	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
4/12/18	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	15
12/6/16	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
5/26/17	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	4
8/21/15	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
9/13/18	OLD		Events:			•	Other Events — Item 8.01  OLD	10
11/29/17	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	28
8/14/18	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	82
5/15/18	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
3/29/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	26
4/5/17	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	6
4/5/17	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	26
11/28/16	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
8/5/16	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
7/21/16	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
9/17/14	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
8/8/14	OLD		SD		Update:		Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD  OLD	1
8/16/11	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
1/27/11	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	2
6/13/07	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	2
10/20/04	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
5/12/00	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
					Letters:
10/22/12	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
3/29/18	OLD		EX-23		Consents of Experts and Counsel  OLD			45
11/29/17	OLD		EX-10		Material Contracts  OLD			74
12/6/16	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
7/22/16	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			13
3/23/15	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			20
8/8/14	OLD		EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD			3
3/10/09	OLD		EX-14		Code of Ethics  OLD			1
10/13/04	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
9/27/04	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			8
					Additional Exhibits:
8/14/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			45
					Financials:
8/14/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			117
8/14/18	OLD		EX-32		Certifications — §906 – SOA’02  OLD			59
8/14/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			883
8/14/18	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			36
8/14/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			174
8/14/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			29
7/16/12	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
11/3/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			23
					Graphics:
4/5/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			218

Forms , Documents & Exhibits  in  147 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/18/18	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	11
8/22/17	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	98
2/8/17	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	19
12/12/16	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	11
6/13/07	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	2
					Letters:
11/2/12	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
					General Exhibits:
2/19/15	OLD		EX-24		Power of Attorney  OLD			1
9/5/03	OLD		EX-20		Other Document or Statement Furnished to Security Holders  OLD			1

        

Filings History

Year		# of Filings
2018		11
2017		14
2016		34
2015		11
2014		12
2013		11
2012		22
2011		18
2010		14
2009		10
2008		14
2007		13
2006		13
2005		27
2004		41
2003		21
2002		8
2001		9
2000		9
1999		10
1998		10
1997		6
1996		7
1995		5