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Relational Investors LLC 
 CA
  SEC # 1047644


        
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382  SEC Filings
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  from  10/9/97  to  2/12/16  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/15 — Filed as:  Filer / Offerer 
 
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Filings
involving  Relational Investors LLC 

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Forms
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, Documents
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& Exhibits
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 in  382 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/12/16 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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131
7/31/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 144
6/23/15 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 42
5/30/14 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 6
6/6/13 OLD13FCONPOwnership:  Quarterly Holdings and Combination Reports by Money Managers – Confidential Treatment Requested — Form 13F  OLD  — Assets Under Management
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20
4/15/13 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 4
9/2/11 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
3/24/06 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 29
3/3/06 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
12/8/05 OLDPREC14CProxy:  Preliminary Proxy Info Statements – Contested Solicitations — Schedule 14C  OLD 2
12/10/04 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
12/10/04 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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Form-Specific Documents: 
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2/12/16 OLDINFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management
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21

General Exhibits: 
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5/12/06 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 18
4/19/04 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
4/19/04 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
7/24/00 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 3
7/6/99 OLDEX-5Opinions of Counsel re: Legality  OLD 3
3/29/99 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3

Additional Exhibits: 
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7/31/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 187

Financials: 
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4/22/99 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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4/15/13 OLDGRAPHICPhotos, Images and Graphs  OLD 293

History as a Money Manager:  Assets Under Management
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No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2016 1
2015 30
2014 34
2013 41
2012 23
2011 28
2010 7
2009 26
2008 21
2007 20
2006 28
2005 30
2004 20
2003 13
2002 19
2001 17
2000 6
1999 9
1998 8
1997 1

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