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Clarient, Inc. 
 CA
  SEC # 1038223


        
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584  SEC Filings
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  from  4/30/97  to  3/21/11  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Clarient, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  312 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/21/11 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
3/17/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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10
3/4/11 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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131

8-K Items: 
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3/4/11 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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49
5/18/09 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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8
12/23/10 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
7/28/10 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 25
3/27/09 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
4/19/10 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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3
12/23/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
12/23/10 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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10
12/23/10 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
9/28/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
12/23/10 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
12/23/10 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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27
12/23/10 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
6/8/10 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
5/18/09 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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15
12/6/10 OLD
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  Events: 
Other Events — Item 8.01  OLD 9
3/4/11 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 86

1/12/11 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/23/10 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 9
12/23/10 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 6
12/22/10 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 4
11/2/10 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 42
10/22/10 OLDSC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD 1
8/3/10 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 9
4/23/10 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 14
3/16/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 14
3/16/10 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 14
1/11/10 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
12/30/09 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
8/27/09 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
8/26/09 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
4/13/09 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 5
3/31/09 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 5
5/16/08 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
5/7/08 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
4/1/08 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
11/3/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
5/9/06 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
6/13/02 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
4/1/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 5
10/10/00 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 5
10/8/99 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
7/1/97 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5

General Exhibits: 
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3/4/11 OLDEX-10Material Contracts  OLD 168
12/23/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
12/6/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
8/3/10 OLDEX-23Consents of Experts and Counsel  OLD 47
8/3/10 OLDEX-5Opinions of Counsel re: Legality  OLD 19
3/16/10 OLDEX-21Subsidiaries Lists  OLD 7
8/28/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
7/23/07 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 20
7/1/97 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
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12/6/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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123

Financials: 
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11/2/10 OLDEX-31Certifications — §302 – SOA’02  OLD 66
11/2/10 OLDEX-32Certifications — §906 – SOA’02  OLD 62
9/28/09 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 17
5/5/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 5

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3/17/11 OLDGRAPHICPhotos, Images and Graphs  OLD 171


Forms
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, Documents
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& Exhibits
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 in  277 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/15/11 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 15
12/23/10 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 186
12/23/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/22/10 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 4
12/22/10 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 8
12/20/10 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 22
10/28/10 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
10/22/10 OLDSC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD 1
12/23/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 23
2/13/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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3/8/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12

General Exhibits: 
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3/15/10 OLDEX-24Powers of Attorney  OLD 20

Additional Exhibits: 
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12/23/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 52

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11/10/10 OLDGRAPHICPhotos, Images and Graphs  OLD 40


        

Filings History

Year    # of Filings
In descending order
2011 16
2010 97
2009 81
2008 63
2007 54
2006 57
2005 51
2004 68
2003 21
2002 20
2001 14
2000 9
1999 13
1998 10
1997 10

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