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SB One Bancorp 
 NJ
  SEC # 1028954


        
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1,788  SEC Filings
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  from  12/13/96  to  9/3/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 7/31/20 — Filed re:  Issuer / Subject Company — Filed by:  Lista George 
 
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notifications of all
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Filings
involving  SB One Bancorp 

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Forms
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, Documents
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& Exhibits
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 in  377 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/10/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/10/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
8/3/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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186

8-K Items: 
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3/12/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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15
8/3/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
4/29/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 63
12/22/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
8/3/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
8/3/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
8/9/13 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
8/3/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
8/3/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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28
8/3/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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8
6/24/20 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 12
12/11/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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23
6/24/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 54
8/3/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 130

6/17/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
5/11/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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47
5/8/20 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/29/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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15
5/2/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
4/11/19 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
3/25/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 25
3/8/19 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
11/6/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
11/5/18 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
11/2/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
11/2/18 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
6/19/17 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
5/31/17 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
6/28/13 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2
6/20/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
1/6/09 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
10/4/06 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
10/2/06 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
9/29/06 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/28/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 11
11/14/05 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 26
12/16/04 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4
3/28/02 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
3/31/97 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
1/7/97 OLD8-B12BRegistration:  Registration Statements by Certain Successor Issuers — Form 8-B  OLD 2

General Exhibits: 
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3/12/20 OLDEX-10Material Contracts  OLD 45
3/12/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
3/10/20 OLDEX-23Consents of Experts and Counsel  OLD 53
3/10/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
3/10/20 OLDEX-21Subsidiaries Lists  OLD 23
5/2/19 OLDEX-5Opinions of Counsel re: Legality  OLD 15
4/30/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
10/25/18 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 6
6/21/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
3/28/06 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 8
10/6/04 OLDEX-24Power of Attorney  OLD 1
3/23/04 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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6/24/20 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
205

Financials: 
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5/11/20 OLDEX-31Certifications — §302 – SOA’02  OLD 140
5/11/20 OLDEX-32Certifications — §906 – SOA’02  OLD 70
5/11/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,648
5/11/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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45
5/11/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 222
5/11/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
37
5/31/17 OLDEX-12Statement re: the Computation of Ratios  OLD 1
8/9/13 OLDEX-16Letters re: Changes in Accountants  OLD 6
11/9/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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19

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6/24/20 OLDGRAPHICPhotos, Images and Graphs  OLD 925


Forms
Form emoji
, Documents
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& Exhibits
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 in  1,417 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/3/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 1,319
7/31/20 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/17/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 10
5/21/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 25
2/14/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 39
3/19/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
2/16/16 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 6

Letters: 
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10/30/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11
10/30/18 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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3/12/20 OLDEX-10Material Contracts  OLD 2
3/12/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
2/23/17 OLDEX-24Powers of Attorney  OLD 17
11/6/00 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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7/31/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

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6/1/20 OLDGRAPHICPhotos, Images and Graphs  OLD 22


        

Filings History

Year    # of Filings
In descending order
2020 108
2019 165
2018 178
2017 149
2016 82
2015 117
2014 154
2013 118
2012 92
2011 89
2010 82
2009 33
2008 85
2007 56
2006 51
2005 54
2004 61
2003 40
2002 17
2001 16
2000 10
1999 7
1998 11
1997 12
1996 1

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