Metropolitan West Funds 

CA

  SEC # 1028621

        

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890  SEC Filings   from  12/24/96  to  4/8/24  (4 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘425’ — Prospectus or Communication – Merger — Filed re:  Issuer / Subject Company — Filed by:  TCW ETF Trust [ formerly Engine No. 1 ETF Trust ]
New-Filing E-Mail:			Send me notifications of all Filings involving  Metropolitan West Funds

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Forms , Documents & Exhibits  in  889 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/8/24			497		Registration:		Definitive Materials — Financial Reports	81
3/20/24			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	4
3/19/24			40-17G		Update:		Fidelity Bonds for Investment Companies	28
2/22/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	235
2/22/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	119
1/10/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	8
12/26/23			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	221
12/4/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	21
10/31/23			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	22
9/15/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	16
8/11/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	20
7/27/23			497J		Registration:		Certifications of No Change in Definitive Materials	22
7/25/23			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	52
6/12/23			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	26
6/2/23			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	5
11/18/21	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	5
10/18/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
5/13/21	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	17
2/27/20	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	9
2/27/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	29
11/28/18	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
5/29/18	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	22
11/28/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	22
6/22/06	OLD		N-18F1		Update:		Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD	1
12/4/02	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	11
10/9/01	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
3/28/97	OLD		N-1A EL		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	2
3/18/97	OLD		N-1A		Registration:		Registration Statement by an Open-End Investment Company — Form N-1A  OLD	1
12/24/96	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
5/13/21	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			12
					Form-Specific Documents:
2/22/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			119
					General Exhibits:
7/25/01	OLD		EX-23		Consents of Experts and Counsel  OLD			8
6/26/98	OLD		EX-10		Material Contracts  OLD			2
6/26/98	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
3/28/97	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
3/28/97	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
3/28/97	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
3/28/97	OLD		EX-9		Voting Trust Agreements  OLD			3
12/24/96	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
12/24/96	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
12/4/23			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  69 Certifications — §302 – SOA’02;  40 Certifications — §906 – SOA’02;  19 Codes of Ethics — Form N-SAR:  16 Accountants’ Reports re: Internal Controls;  1 Certification — §302 – SOA’02;  8 Defaults and Arrears on Senior Securities;  8 Legal Proceedings;  5 Matters Submitted to Votes of Security Holders;  3 Other Disclosures;  2 Policies re: Security Investments;  3 Terms of New and Amended Securities;  2 Transactions Effected — Rule 10f-3 – ICA’40  (176 total)			356
					Investment Company Exhibits:
6/2/23			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			5
					Financials:
7/25/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			468
7/25/23			EX-101.*		XBRL Data  (XBRL Files)			144
7/25/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			5
7/25/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			25
1/27/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			12
11/21/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			22
6/26/98	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			2
6/26/98	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			5
					Graphics:
3/20/24			GRAPHIC		Photos, Images and Graphs			1,767

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  1 Filing  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/8/24			425		Registration:		Prospectus or Communication – Merger	1
					Graphics:
4/8/24			GRAPHIC		Photo, Image or Graph			1

        

Filings History

Year		# of Filings
2024		22
2023		102
2022		84
2021		100
2020		83
2019		60
2018		50
2017		23
2016		26
2015		24
2014		23
2013		28
2012		28
2011		32
2010		25
2009		15
2008		12
2007		13
2006		16
2005		16
2004		13
2003		17
2002		17
2001		18
2000		10
1999		11
1998		10
1997		10
1996		2