Pernix Therapeutics Holdings, Inc. 

NJ

  SEC # 1024126

        

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807  SEC Filings   from  11/12/96  to  9/25/19  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Pernix Therapeutics Holdings, Inc.

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Forms , Documents & Exhibits  in  459 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/25/19	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
6/26/19	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	213
					8-K Items:
4/19/19	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	48
8/28/15	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	6
6/26/19	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD  — ↓‘EX-2’	2
5/6/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	14
11/9/18	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	27
2/27/19	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	16
2/19/19	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	4
2/19/19	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	2
11/15/04	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
4/1/19	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	14
8/1/18	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	10
10/13/16	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	6
4/16/08	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
3/15/10	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
5/21/19	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	45
3/5/18	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
9/22/17	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	2
3/15/10	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
5/22/18	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ↓‘EX-22’	12
6/26/19	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	13
5/21/19	OLD		Events:			•	Other Events — Item 8.01  OLD	64
6/26/19	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	135
12/6/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	2
11/9/18	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	70
8/22/18	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	11
5/11/18	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	18
4/9/18	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	21
3/30/18	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
3/8/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	21
12/20/17	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	4
12/19/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	8
12/15/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	15
11/22/17	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	14
11/10/14	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	4
2/7/13	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	5
2/5/13	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	5
1/28/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
1/25/13	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
1/23/13	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
1/8/13	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
7/21/11	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
7/21/11	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
2/8/10	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
1/26/10	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
8/14/07	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
4/3/06	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
4/26/05	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	6
4/10/03	OLD		PRES14A		Proxy:		Preliminary Proxy Statements – Special Meetings — Schedule 14A  OLD	2
4/1/02	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	4
4/10/01	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
11/30/00	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
6/19/00	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
4/28/99	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
11/4/97	OLD		S-11		Registration:		Registration Statements by Certain Real Estate Companies — Form S-11  OLD	8
					General Exhibits:
6/26/19	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			16
2/27/19	OLD		EX-10		Material Contracts  OLD			270
11/9/18	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			31
10/9/18	OLD		EX-23		Consents of Experts and Counsel  OLD			97
8/22/18	OLD		EX-5		Opinions of Counsel re: Legality  OLD			33
8/1/18	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			32
3/8/18	OLD		EX-21		Subsidiaries Lists  OLD			36
9/22/17	OLD		EX-14		Codes of Ethics  OLD			3
11/7/14	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
2/6/13	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			10
1/15/13	OLD		EX-24		Powers of Attorney  OLD			14
3/31/08	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
1/15/97	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
					Additional Exhibits:
6/26/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			180
					Financials:
11/9/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			132
11/9/18	OLD		EX-32		Certifications — §906 – SOA’02  OLD			63
11/9/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,909
11/9/18	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			37
11/9/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			180
11/9/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			30
3/15/10	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
4/1/02	OLD		EX-12		Statements re: Computations of Ratios  OLD			4
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			17
					Graphics:
6/26/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			669

Forms , Documents & Exhibits  in  351 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/2/19	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	4
2/13/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	85
1/8/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	154
2/12/18	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	33
2/1/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	44
2/7/13	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	12
2/5/13	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	2
7/21/11	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
11/29/17	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			16
					General Exhibits:
7/27/18	OLD		EX-24		Powers of Attorney  OLD			16
4/27/15	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			11
2/5/13	OLD		EX-23		Consents of Experts and Counsel  OLD			2
1/4/13	OLD		EX-10		Material Contract  OLD			1
1/4/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			10
					Additional Exhibits:
4/2/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			18
					Graphics:
1/4/13	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2019		14
2018		51
2017		58
2016		60
2015		68
2014		80
2013		62
2012		38
2011		50
2010		62
2009		21
2008		17
2007		32
2006		26
2005		19
2004		20
2003		15
2002		10
2001		19
2000		20
1999		21
1998		17
1997		26
1996		1