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Sumitomo Mitsui Financial Group, Inc. 
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  SEC # 1022837


        
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709  SEC Filings
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  from  5/23/02  to  5/15/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘6-K’ — Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Sumitomo Mitsui Financial Group, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  677 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/15/24 New Document this Past Month!6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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427
5/13/24 New Document this Past Month!13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  New Document this Past Month!  — Assets Under Management
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30
2/28/24424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities31
2/28/24FWPRegistration:  Prospectuses – Free Writing28
2/26/24424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events28
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G14
1/12/24EFFECTSEC:  SEC Notices of Effectiveness3
1/9/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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7
12/22/23F-NRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N6
12/22/23F-3Registration:  Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-33
7/26/23DRegistration:  Notices of Exempt Offerings of Securities — Form D6
6/29/23IRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports11
6/29/2320-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports
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13
6/29/23POSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR1
4/11/22 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
12/20/21 OLDF-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3  OLD 3
3/9/12 OLDCBOwnership:  Tender-Offer, Exchange-Offer, Rights-Offering and Response Notices — Form CB  OLD 5
1/13/12 OLDF-XRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X  OLD 2
1/12/12 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
12/21/11 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
11/8/11 OLDF-4Registration:  Registration Statement by a Foreign Issuer – Securities for a Merger — Form F-4  OLD 1
10/21/10 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
10/20/10 OLD20FR12BRegistration:  Registration Statement by a Foreign Non-Canadian Issuer — Form 20-F  OLD 1
1/7/09 OLDSUPPLRegistration:  Supplemental Materials by Foreign Issuers  OLD 42
1/5/09 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
7/3/08 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
6/19/08 OLDF-6EFRegistration:  Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD 1
12/26/02 OLD12G32BRRegistration:  Exemption for American Depository Receipts (ADRs) or Foreign Securities  OLD 1

Form-Specific Documents: 
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5/13/24 New Exhibit this Past Month!INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F  New Exhibit this Past Month!  — Assets Under Management
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30

General Exhibits: 
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3/5/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders77
3/5/24EX-5Opinions of Counsel re: Legality66
2/28/24EX-FILING FEESFiling Fees10
12/22/23EX-23Consents of Experts and Counsel7
12/22/23EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-211
6/29/23EX-13Annual and Quarterly Reports to Security Holders26
6/29/23EX-8Opinions of Counsel re: Tax Matters14
6/29/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)19
12/20/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
10/20/10 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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2/13/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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32

Financials: 
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12/22/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,090
12/22/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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12
12/22/23EX-101.*XBRL Data  (XBRL Files)67
12/22/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)5
12/22/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
12
6/29/23EX-15Letters re: Unaudited Interim Financial Info16
6/29/23EX-12Statements re: Computations of Ratios32
6/26/20 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 3

Graphics: 
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5/15/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 484

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



Forms
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, Documents
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& Exhibits
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 in  66 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 86562M
 

        
Latest Filing  Type    Category    Description        Documents
     
2/28/24FWPRegistration:  Prospectuses – Free Writing28
2/6/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G22
12/22/23F-NRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N6
10/20/10 OLDF-6Registration:  Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6  OLD 1
9/16/10 OLDF-6EFRegistration:  Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD 1

Letters: 
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12/29/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC8
12/29/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]2

General Exhibits: 
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1/23/04 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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10/20/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 5


        

Filings History

Year    # of Filings
In descending order
2024 30
2023 77
2022 62
2021 53
2020 51
2019 51
2018 54
2017 67
2016 48
2015 23
2014 27
2013 28
2012 32
2011 39
2010 11
2009 2
2008 8
2007 6
2006 6
2005 10
2004 11
2003 7
2002 6

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