Delta Financial Corp. 

NY

  SEC # 1021848

        

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292  SEC Filings   from  9/3/96  to  6/17/09  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Delta Financial Corp.

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Forms , Documents & Exhibits  in  186 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
6/17/09	OLD		15-12B		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
1/21/09	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	65
					8-K Items:
8/16/07	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	8
12/17/07	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD	1
11/15/07	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	13
12/19/05	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
12/6/07	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
8/23/07	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD	1
12/21/07	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	3
8/16/07	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
9/26/06	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
4/22/08	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	3
8/27/07	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
1/21/09	OLD		Events:			•	Other Events — Item 8.01  OLD	8
12/21/07	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	31
11/26/08	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
3/6/08	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
11/8/07	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	35
10/5/07	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	4
9/7/07	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	12
8/30/07	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
8/21/07	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
7/13/07	OLD		11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD	7
6/29/07	OLD		NT 11-K		Update:		Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD	3
3/21/07	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
3/21/07	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/20/07	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
3/9/07	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	13
6/8/06	OLD		424B7		Registration:		Prospectus – Selling Security Holders – Info Previously Omitted  OLD	1
6/8/06	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
6/5/06	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	2
12/12/05	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
9/2/05	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
7/21/04	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	3
6/30/04	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
6/9/04	OLD		S-2		Registration:		Registration Statements — Form S-2  OLD	2
5/14/03	OLD		CERTAMX		Trading:		Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD	1
11/27/02	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	6
12/15/00	OLD		T-3		Registration:		Applications for Qualifications of Trust Indentures — Form T-3  OLD	2
7/21/97	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
7/18/97	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
					General Exhibits:
11/8/07	OLD		EX-10		Material Contracts  OLD			53
10/5/07	OLD		EX-23		Consents of Experts and Counsel  OLD			30
10/5/07	OLD		EX-5		Opinions of Counsel re: Legality  OLD			13
8/21/07	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
3/9/07	OLD		EX-21		Subsidiaries Lists  OLD			11
6/9/04	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			39
11/27/02	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			23
11/27/02	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
7/18/97	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
					Additional Exhibits:
12/21/07	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			74
					Financials:
11/8/07	OLD		EX-31		Certifications — §302 – SOA’02  OLD			32
11/8/07	OLD		EX-32		Certifications — §906 – SOA’02  OLD			32
3/9/07	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			17
9/13/06	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
4/2/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			19
					Graphics:
11/15/07	OLD		GRAPHIC		Photos, Images and Graphs  OLD			78

Forms , Documents & Exhibits  in  106 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/9/09	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	37
2/29/08	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	56
1/4/08	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
12/14/07	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	6
10/23/07	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	5
					Letters:
11/9/06	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
12/26/07	OLD		EX-24		Powers of Attorney  OLD			2
					Additional Exhibits:
1/4/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			8

        

Filings History

Year		# of Filings
2009		5
2008		11
2007		61
2006		34
2005		33
2004		32
2003		19
2002		9
2001		22
2000		15
1999		13
1998		14
1997		17
1996		7