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Rockland Funds Trust 
 PA
  SEC # 1019651


        
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144  SEC Filings
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  from  8/1/96  to  9/28/10  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
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Filings
involving  Rockland Funds Trust 

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Forms
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, Documents
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& Exhibits
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 in  144 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
9/28/10 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
9/2/10 OLDN-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD 1
7/13/10 OLDN-8FRegistration:  Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD 1
5/25/10 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 14
5/20/10 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 7
3/1/10 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 11
12/10/09 OLD24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD 13
12/4/09 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 10
11/25/09 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 13
9/23/09 OLD497Registration:  Definitive Materials  OLD 17
6/10/09 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 4
3/23/09 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 8
2/2/09 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 9
1/28/09 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 13
11/29/04 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 3
2/26/04 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
2/6/04 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
6/3/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 13
11/22/96 OLDPOS AMIRegistration:  Post-Effective Amendment of a Registration Statement by an Investment Company  OLD 1
10/25/96 OLDN-1ARegistration:  Registration Statement by an Open-End Investment Company — Form N-1A  OLD 1
8/1/96 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1
8/1/96 OLDN-1A ELRegistration:  Registration Statement by an Open-End Investment Company — Form N-1A  OLD 1

General Exhibits: 
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11/22/96 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 8
11/22/96 OLDEX-14Codes of Ethics  OLD 2
11/22/96 OLDEX-10Material Contracts  OLD 2
11/22/96 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 4
11/22/96 OLDEX-5Opinions of Counsel re: Legality  OLD 2
11/22/96 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
11/22/96 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
11/22/96 OLDEX-9Voting Trust Agreements  OLD 6
8/1/96 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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5/25/10 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-1A:  3 Custodian Agreements;  1 Investment Advisor Contract;  1 Opinion of Counsel re: Legality;  10 Other Material Contracts;  6 Other Opinions;  1 Underwriter Contract — Form N-CSR:  25 Certifications — §302 – SOA’02;  14 Certifications — §906 – SOA’02;  7 Codes of Ethics — Form N-SAR:  8 Accountants’ Reports re: Internal Controls;  4 Certifications — §302 – SOA’02;  2 Matters Submitted to Votes of Security Holders;  3 Other Disclosures  (85 total)113

Financials: 
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11/29/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 16
11/25/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 5
2/20/98 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/22/96 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
11/22/96 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 2

Graphics: 
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12/4/09 OLDGRAPHICPhotos, Images and Graphs  OLD 27

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2010: 5/25/10 Rockland Small Cap Growth FundS#5889
 C#16111RKGRX


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2010 6
2009 13
2008 12
2007 11
2006 11
2005 11
2004 15
2003 10
2002 9
2001 7
2000 11
1999 8
1998 8
1997 6
1996 6

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