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Photon Dynamics Inc. 
 CA
  SEC # 1002663


        
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386  SEC Filings
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  from  6/6/96  to  2/13/09  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Clearbridge Investments, LLC 
 
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notifications of all
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Filings
involving  Photon Dynamics Inc. 

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Forms
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, Documents
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& Exhibits
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 in  205 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/7/08 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
10/7/08 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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82

8-K Items: 
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6/26/08 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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17
10/7/08 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
5/1/08 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 17
2/26/07 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
10/7/08 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 6
8/2/07 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
10/7/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
7/18/07 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
10/7/08 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/7/08 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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19
1/11/08 OLD
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  Events: 
Other Events — Item 8.01  OLD 9
6/26/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 39

8/28/08 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
8/11/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 30
8/4/08 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
7/11/08 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/11/08 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
1/28/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 11
1/23/08 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 10
12/17/07 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
8/9/07 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
5/22/07 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
4/2/07 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 11
12/29/06 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
7/31/02 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
5/30/02 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
2/8/02 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
2/1/02 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 3
1/31/02 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
1/31/02 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
11/29/01 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
8/20/01 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
11/7/00 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
8/10/00 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 12
1/4/00 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1
10/27/99 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2
10/27/99 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
12/24/97 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2

General Exhibits: 
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8/11/08 OLDEX-10Material Contracts  OLD 81
6/26/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
1/23/08 OLDEX-23Consents of Experts and Counsel  OLD 67
1/23/08 OLDEX-21Subsidiaries Lists  OLD 11
4/2/07 OLDEX-5Opinions of Counsel re: Legality  OLD 17
2/9/06 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
1/31/02 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
8/15/01 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
10/27/99 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
12/24/97 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 2

Additional Exhibits: 
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6/26/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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100

Financials: 
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8/11/08 OLDEX-31Certifications — §302 – SOA’02  OLD 50
8/11/08 OLDEX-32Certifications — §906 – SOA’02  OLD 24
2/13/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 22
12/24/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 6

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8/4/08 OLDGRAPHICPhotos, Images and Graphs  OLD 122


Forms
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, Documents
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& Exhibits
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 in  184 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/13/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 88
10/6/08 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 71
10/2/08 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/8/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
8/10/07 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
5/22/07 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3

Letters: 
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4/16/08 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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4/8/08 OLDEX-24Powers of Attorney  OLD 16
2/12/99 OLDEX-21Subsidiaries Lists  OLD 2

Additional Exhibits: 
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10/2/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 21

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3/19/07 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2009 6
2008 57
2007 44
2006 40
2005 58
2004 46
2003 23
2002 30
2001 16
2000 24
1999 15
1998 17
1997 7
1996 3

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