“William Houlihan”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  3/15/24  as  ↓Signatory

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“William Houlihan” has been a Group Member with  one  Filer:

        

“William Houlihan” has/had a Group Member interest in  one  Issuer:

“William Houlihan” has been a Group Member with  10  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
10/27/14		CA	Adrian Reeder	5	SC 13E3/A	CA	First Physicians Capital Group, Inc.	CA	First Physicians Capital Group, Inc.
		CA	Anthony J. Ciabattoni	5
		CA	Brian Potiker	5
		•	Ciabattoni Living Trust Dated August 17, 2000	5
		CA	Jane G. Ciabattoni	5
		MN	Richardson E. Sells	4
		•	Robert N. Schwartz, Ph.D.	5
		CA	Sean Kirrane	5
		CA	SMP Investments I, LLC	5
6/20/14		MN	Richard E. Sells	1	SC 13E3	CA	First Physicians Capital Group, Inc.	CA	First Physicians Capital Group, Inc.

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“William Houlihan” has been a Signatory for/with  6  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
3/15/24		NY	Lument Finance Trust, Inc.	5	10-K	—
11/14/23		NY	Thunder Bridge Capital Partners III Inc.	9	10-Q	—
11/14/23		VA	Thunder Bridge Capital Partners IV, Inc.	8	10-Q	—
5/20/21			Angel Pond Holdings Corp.	2	8-K	—
5/17/21			Thunder Bridge Acquisition II, Ltd.	3	10-Q	—
12/20/19		MN	Houlihan William A	11	4	NY	Lument Finance Trust, Inc.

“William Houlihan” has/had a Signatory interest in  2  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
12/20/19		NY	Lument Finance Trust, Inc.	10	4	MN	Houlihan William A
7/2/13		CT	Tiptree Inc.	1	4	MN	Houlihan William A