“Robert D. Pomeroy, Jr.”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  4/30/24  as  ↓Signatory

As:  Registrant

        

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“Robert D. Pomeroy, Jr.” has been a Signatory for/with  13  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
4/30/24		CT	Horizon Technology Finance Corp.	97	10-Q	—
5/11/23		CT	Horizon Credit II LLC	1	40-APP	—
5/11/23		CT	Horizon Funding I, LLC	1	40-APP	—
5/11/23		CT	Horizon Funding Trust 2019-1	1	40-APP	—
5/11/23		CT	Horizon Funding Trust 2022-1	1	40-APP	—
5/11/23		CT	Horizon Technology Finance Management LLC	1	40-APP	—
8/2/21		MD	Avalo Therapeutics, Inc.	1	10-Q	—
7/16/21		NJ	Castle Creek Biosciences, Inc.	4	S-1	—
5/10/21		MA	LogicBio Therapeutics, Inc.	2	10-Q	—
11/9/20		NJ	Aterian, Inc.	1	10-Q	—
10/26/20		CA	Titan Pharmaceuticals Inc.	1	8-K	—
8/3/20		NC	vTv Therapeutics Inc.	1	10-Q	—
10/28/10		CT	Pomeroy Robert D. Jr.	1	3	CT	Horizon Technology Finance Corp.

“Robert D. Pomeroy, Jr.” has/had a Signatory interest in  2  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
7/21/23		MA	Evelo Biosciences, Inc.	1	SC 13G	CT	Horizon Technology Finance Corp.
10/28/10		CT	Horizon Technology Finance Corp.	1	3	CT	Pomeroy Robert D. Jr.