SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Aterian, Inc. 
 NJ
  SEC # 1757715


        
    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

380  SEC Filings
Filing emoji
  from  11/2/18  to  3/21/24  (7 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 3/20/24 — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Aterian, Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  172 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/21/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
73

8-K Items: 
Item emoji
2/26/24
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
Exhibit emoji
13
12/27/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
5
5/11/21 OLD
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
Exhibit emoji
3
3/12/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
Report emoji
27
12/27/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
4
12/27/21 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
Exhibit emoji
4
2/14/24"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
Exhibit emoji
1
10/4/22 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
Exhibit emoji
1
10/24/23
Keycap - 3 emoji
  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.012
3/4/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
Exhibit emoji
10
3/21/24 New Document this Past Month!"Material Modifications to Rights of Security Holders — Item 3.03  New Document this Past Month!  — ‘EX-4’
Exhibit emoji
1
9/18/23
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
Directors & Officers emoji
14
3/21/24 New Document this Past Month!"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  New Document this Past Month!  — ‘EX-3’
Exhibit emoji
4
8/14/23"Submission of Matters to a Vote of Security Holders — Item 5.076
4/30/21 OLD
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
Exhibit emoji
3
2/26/24
Keycap - 8 emoji
  Events: 
Other Events — Item 8.0121
3/21/24 New Document this Past Month!
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
Report emoji
62

3/21/24 New Document this Past Month!S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  New Document this Past Month! 7
3/19/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
Report emoji
8
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
18
6/30/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
6/2/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A5
5/18/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A2
10/4/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
4/11/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
4/8/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
4/6/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
15
3/28/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
Report emoji
8
3/18/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
5/11/21 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
7/1/20 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
6/12/19 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/12/19 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
6/12/19 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
6/11/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
6/11/19 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/16/19 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
Correspondence emoji
3
4/16/19 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4

General Exhibits: 
Exhibit emoji
3/21/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 17
3/21/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 27
3/21/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 5
3/21/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 17
3/19/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/19/24 New Exhibit this Past Month!EX-19Report Furnished to Security Holders  New Exhibit this Past Month! 1
3/19/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 8
2/26/24EX-10Material Contracts106
3/16/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 44
5/11/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
8/24/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
Exhibit emoji
3/12/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
64

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/21/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
Report emoji
1,524
3/21/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
Excel Workbook emoji
69
3/21/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 273
3/21/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 60
3/21/24 New Folder this Past Month!ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  New Folder this Past Month! 
69
3/19/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 55
3/19/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 21

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
3/12/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 309


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  209 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 02156U
 

        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 157
12/14/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1444
11/9/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G9
9/14/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 321
2/14/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
6/9/20 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
6/12/19 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
Correspondence emoji
4/4/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13
4/4/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 13

General Exhibits: 
Exhibit emoji
9/14/23EX-24Powers of Attorney19

Additional Exhibits: 
Exhibit emoji
3/8/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
6/12/19 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 7
2023 53
2022 66
2021 105
2020 78
2019 67
2018 4

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 12:16:31.4pm ET