“Dennis V. Moccia”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  3/6/24  as  ↓Signatory

        

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“Dennis V. Moccia” has been a Signatory for/with  51  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
3/6/24		NY	Citigroup Inc.	6	8-K	—
2/6/24		PA	India Fund, Inc.	1	N-2	—
12/12/23		PA	abrdn Total Dynamic Dividend Fund	1	N-14 8C/A	—
12/1/23		CA	Banc of California, Inc.	1	8-K	—
8/4/23		FL	Icahn Enterprises L.P.	1	10-Q	—
5/19/23		RI	Healthcare Trust, Inc.	1	8-A12G/A	—
3/6/23		OH	Huntington Bancshares Inc.	1	8-K	—
12/12/22		IA	Athene Holding Ltd.	2	8-K	—
11/2/22		CA	Hercules Capital, Inc.	1	10-Q	—
5/31/22		FL	Raymond James Financial Inc.	1	8-A12B	—
3/28/22		IL	Calamos Global Convertible & Dynamic Income Trust	2	N-2/A	—
3/22/22		GA	PulteGroup, Inc.	2	DEF 14A	—
1/13/22			Nam Tai Property Inc.	1	6-K	—
12/20/21			Performance Shipping Inc.	1	6-K	—
10/26/21		NC	Bank of America Corp./DE	3	8-A12B	—
10/25/21		NY	MainStay CBRE Global Infrastructure Megatrends Term Fund	1	N-2/A	—
9/10/21		MI	Ford Motor Co.	1	8-K	—
9/8/21		GA	Invesco Dynamic Credit Opportunities Fund	1	SC TO-I	GA	Invesco Dynamic Credit Opportunities Fund
8/3/21		NY	American Express Co.	1	8-K	—
7/22/21		IL	Nuveen S&P 500 Dynamic Overwrite Fund	1	N-2/A	—
			More...  Please Sign In to list all 51 of them.

“Dennis V. Moccia” has/had a Signatory interest in  2  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
9/8/21		GA	Invesco Dynamic Credit Opportunities Fund	1	SC TO-I	GA	Invesco Dynamic Credit Opportunities Fund
8/26/20		CA	Broadway Financial Corp./DE	1	425	CA	Broadway Financial Corp./DE