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Broadway Financial Corp./DE 
 CA
  SEC # 1001171


        
1  Related Registrant:   

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980  SEC Filings
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  from  5/15/96  to  2/13/24  (6 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  EJF Capital LLC 
 
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notifications of all
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Filings
involving  Broadway Financial Corp./DE 

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Forms
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, Documents
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& Exhibits
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 in  484 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/29/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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224

8-K Items: 
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6/7/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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15
11/25/09 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
4/5/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
8/8/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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76
1/29/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0110
6/7/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 12
11/1/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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3
6/9/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
8/21/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
4/5/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
9/25/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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37
11/1/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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7
6/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0713
3/22/23 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 2
6/26/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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7
11/22/23
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  Events: 
Other Events — Item 8.0161
11/1/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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162

11/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-257
8/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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50
5/1/23ARSUpdate:  Annual Reports to Security Holders3
5/1/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A4
5/1/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A27
4/19/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A6
4/11/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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31
4/3/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-258
4/15/21 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
3/18/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 18
2/12/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
2/11/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
2/9/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
2/9/21 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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2
6/18/20 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
9/11/19 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
1/29/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
9/16/16 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
5/14/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
5/15/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 38
4/30/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 14
3/18/04 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
4/18/03 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 8
2/4/03 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/13/02 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
4/30/02 OLDPX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation  OLD 1
4/9/98 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1

General Exhibits: 
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11/1/23EX-3Articles of Incorporation/Organization and Bylaws15
4/11/23EX-23Consents of Experts and Counsel51
4/11/23EX-21Subsidiaries Lists5
6/7/22 OLDEX-10Material Contracts  OLD 96
4/15/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 20
2/9/21 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4
1/15/21 OLDEX-5Opinions of Counsel re: Legality  OLD 7
1/14/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4

Additional Exhibits: 
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8/8/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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205

Financials: 
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1/29/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,284
1/29/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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87
1/29/24EX-101.*XBRL Data  (XBRL Files)388
1/29/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)37
1/29/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
80
8/14/23EX-31Certifications — §302 – SOA’02191
8/14/23EX-32Certifications — §906 – SOA’02158
6/9/14 OLDEX-16Letters re: Changes in Accountants  OLD 4
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21

Graphics: 
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6/26/23GRAPHICPhotos, Images and Graphs720


Forms
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, Documents
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& Exhibits
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 in  525 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 111444
 

        
Latest Filing  Type    Category    Description        Documents
     
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G68
6/23/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4271
3/24/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 31
6/29/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 23
3/18/21 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 18
6/18/20 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
6/9/20 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/8/20 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
2/10/16 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 100
3/18/04 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
4/30/02 OLDPX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation  OLD 1

Letters: 
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1/25/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8
1/25/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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3/24/23 OLDEX-24Powers of Attorney  OLD 13
1/27/21 OLDEX-10Material Contracts  OLD 6
1/14/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
8/26/20 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1

Additional Exhibits: 
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3/18/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 24

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3/18/21 OLDGRAPHICPhotos, Images and Graphs  OLD 83


        

Filings History

Year    # of Filings
In descending order
2024 2
2023 42
2022 34
2021 76
2020 60
2019 29
2018 23
2017 63
2016 27
2015 31
2014 49
2013 45
2012 53
2011 46
2010 32
2009 37
2008 38
2007 48
2006 45
2005 31
2004 43
2003 35
2002 26
2001 14
2000 8
1999 10
1998 15
1997 10
1996 8

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