“David J. Prend”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  1/29/16  as  ↓Group Member

As:  Registrant

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“David J. Prend” has been a Group Member with  4  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
1/29/16		MA	RockPort Capital Partners II, LP	6	SC 13G/A	CA	Enphase Energy, Inc.
2/26/15		MA	RockPort Capital Partners, L.P.	3	SC 13D/A	CA	Cdti Advanced Materials, Inc.
2/23/15		MA	RockPort Capital Partners III, LP	2	SC 13D/A		Northern Power Systems Corp.
12/22/05		MA	Rockport Capital I LLC	3	SC 13D/A	MA	Evergreen Solar Inc.

“David J. Prend” has/had a Group Member interest in  5  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
1/29/16		CA	Enphase Energy, Inc.	4	SC 13G/A	MA	RockPort Capital Partners II, LP
2/26/15		CA	Cdti Advanced Materials, Inc.	3	SC 13D/A	MA	RockPort Capital Partners, L.P.
2/23/15			Northern Power Systems Corp.	2	SC 13D/A	MA	RockPort Capital Partners III, LP
12/26/07		MA	Satcon Technology Corp.	2	SC 13D/A	MA	RockPort Capital Partners II, LP
12/22/05		MA	Evergreen Solar Inc.	3	SC 13D/A	MA	Rockport Capital I LLC

“David J. Prend” has been a Group Member with  14  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
1/29/16		•	Alexander Ellis, III	14	SC 13G/A	MA	RockPort Capital Partners II, LP	CA	Enphase Energy, Inc.
			Charles J. McDermott	14
		•	Janet B. James	14
		MA	Rockport Capital II, L.L.C.	6
		•	Stoddard M. Wilson	14
		MA	William E. James	14
2/26/15		MA	Rockport Capital I, LLC	5	SC 13D/A	MA	RockPort Capital Partners, L.P.	CA	Cdti Advanced Materials, Inc.
		MA	RP Co-Investment Fund I GP, LLC	5
		MA	RP Co-Investment Fund I, L.P.	5
2/23/15		•	Rockport Capital III, L.L.C.	2	SC 13D/A	MA	RockPort Capital Partners III, LP		Northern Power Systems Corp.
		CA	Victor A. Westerlind	2
6/29/05		MA	RP Co-Investment Fund I, LP	1	SC 13D/A	MA	Rockport Capital I LLC	MA	Evergreen Solar Inc.
		MA	RP Co-Investment I GP, LLC	1
5/27/03		MA	Rockport Capital Partners, L.P.	1	SC 13D	MA	Rockport Capital I LLC	MA	Evergreen Solar Inc.

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“David J. Prend” has been a Signatory for/with  10  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
6/12/14		MA	Prend David J	2	3	MA	Aspen Aerogels Inc.
10/19/10		MA	Ellis Alexander III	1	3	CA	Cdti Advanced Materials, Inc.
10/19/10		MA	James Janet Burrows	1	3	CA	Cdti Advanced Materials, Inc.
10/19/10		MA	James William E	1	3	CA	Cdti Advanced Materials, Inc.
10/19/10			McDermott Charles J	1	3	CA	Cdti Advanced Materials, Inc.
10/19/10		MA	Rockport Capital I LLC	1	3	CA	Cdti Advanced Materials, Inc.
10/19/10		MA	RockPort Capital Partners, L.P.	1	3	CA	Cdti Advanced Materials, Inc.
10/19/10		MA	RP Co-Investment Fund I GP, LLC	1	3	CA	Cdti Advanced Materials, Inc.
10/19/10		MA	RP Co-Investment Fund I, L.P.	1	3	CA	Cdti Advanced Materials, Inc.
10/19/10		MA	Wilson Stoddard Moran	1	3	CA	Cdti Advanced Materials, Inc.

“David J. Prend” has/had a Signatory interest in  2  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
6/12/14		MA	Aspen Aerogels Inc.	1	3	MA	Prend David J
10/19/10		CA	Cdti Advanced Materials, Inc.	1	3		McDermott Charles J