“B. Riley Securities, Inc.”

a.k.a.:  “B.Riley Securities, Inc.”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  5/7/24  as  ↓Group Member

As:  Registrant

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“B. Riley Securities, Inc.” has been a Group Member with  2  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
5/7/24		CA	B. Riley Financial, Inc.	81	SC 13G/A	NJ	Real Good Food Co., Inc.
3/11/21		NY	B. Riley Principal Sponsor Co., LLC	1	SC 13D/A	MI	Alta Equipment Group Inc.

“B. Riley Securities, Inc.” has/had a Group Member interest in  17  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
5/7/24		NJ	Real Good Food Co., Inc.	2	SC 13G/A	CA	B. Riley Financial, Inc.
4/17/24		OH	Babcock & Wilcox Enterprises, Inc.	9	SC 13D/A	CA	B. Riley Financial, Inc.
3/1/24		WA	Marchex Inc.	4	SC 13G/A	CA	B. Riley Financial, Inc.
2/13/24			DoubleDown Interactive Co., Ltd.	6	SC 13G/A	CA	B. Riley Financial, Inc.
2/9/24		MI	Alta Equipment Group Inc.	9	SC 13D/A	CA	B. Riley Financial, Inc.
12/4/23		NY	Arena Group Holdings, Inc.	8	SC 13D/A	CA	B. Riley Financial, Inc.
11/1/23		NJ	Synchronoss Technologies Inc.	6	SC 13D/A	CA	B. Riley Financial, Inc.
4/18/23		KY	Charah Solutions, Inc.	2	SC 13D/A	CA	B. Riley Financial, Inc.
12/29/22		AZ	Journey Medical Corp.	2	SC 13G/A	CA	B. Riley Financial, Inc.
11/14/22		FL	Lazydays Holdings, Inc.	7	SC 13D/A	CA	B. Riley Financial, Inc.
10/11/22		CT	Transact Technologies Inc.	4	SC 13D/A	CA	B. Riley Financial, Inc.
8/8/22		CA	Quantum Corp./DE	6	SC 13D/A	CA	B. Riley Financial, Inc.
2/11/22			Global Ship Lease, Inc.	3	SC 13G/A	CA	B. Riley Financial, Inc.
2/1/22		TX	Exela Technologies, Inc.	2	SC 13D/A	CA	B. Riley Financial, Inc.
10/29/21		MN	Tile Shop Holdings, Inc.	8	SC 13D/A	CA	B. Riley Financial, Inc.
8/31/21		NJ	Eos Energy Enterprises, Inc.	2	SC 13D/A	CA	B. Riley Financial, Inc.
7/22/21		OH	Franchise Group, Inc.	2	SC 13G/A	CA	B. Riley Financial, Inc.

“B. Riley Securities, Inc.” has been a Group Member with  14  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
5/7/24		CA	Bryant. R. Riley	80	SC 13G/A	CA	B. Riley Financial, Inc.	NJ	Real Good Food Co., Inc.
4/17/24		CA	BRF Investments, LLC	36	SC 13D/A	CA	B. Riley Financial, Inc.	OH	Babcock & Wilcox Enterprises, Inc.
11/14/22		CA	B. Riley Principal Investments, LLC.	9	SC 13D/A	CA	B. Riley Financial, Inc.	FL	Lazydays Holdings, Inc.
8/31/21		NY	B. Riley Principal Sponsor Co. II, LLC	2	SC 13D/A	CA	B. Riley Financial, Inc.	NJ	Eos Energy Enterprises, Inc.
		CA	B. Riley Capital Management, LLC	23
		CA	BRC Partners Management GP, LLC.	22
		CA	BRC Partners Opportunity Fund, L.P.	14
7/22/21		CA	Brcpartners Management GP, LLC	1	SC 13G/A	CA	B. Riley Financial, Inc.	OH	Franchise Group, Inc.
		•	Brcpartners Opportunities Fund, LP	1
4/14/21		•	BRC Partners Opportunities Fund, LP	8	SC 13G/A	CA	B. Riley Financial, Inc.		Global Ship Lease, Inc.
3/23/21		NY	B. Riley Principal Sponsor Co., LLC	1	SC 13D/A	CA	B. Riley Financial, Inc.	MI	Alta Equipment Group Inc.
3/11/21		CA	B. Riley Financial, Inc.	1	SC 13D/A	NY	B. Riley Principal Sponsor Co., LLC	MI	Alta Equipment Group Inc.
3/4/21		TX	272 Capital LP	2	SC 13D/A	CA	B. Riley Financial, Inc.	MN	Tile Shop Holdings, Inc.
		TX	Wes Cummins	2

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“B. Riley Securities, Inc.” has been a Signatory for/with  7  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
9/6/23		KS	AMC Entertainment Holdings, Inc.	5	8-K	—
1/13/23		OH	Mobile Infrastructure Corp.	1	S-4	—
11/17/22		NV	PlayAGS, Inc.	1	8-K	—
4/26/22			Sono Group N.V.	1	CORRESP	—
11/2/21		CT	Eagle Point Income Co. Inc.	1	8-K	—
8/26/21		NY	Iec Electronics Corp.	1	SC 14D9	NY	Iec Electronics Corp.
1/8/21		CA	Telenav, Inc.	2	DEFM14A	—

“B. Riley Securities, Inc.” has/had a Signatory interest in  one  Issuer: