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Quantum Corp./DE 
 CA
  SEC # 709283


        
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1,812  SEC Filings
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  from  1/28/94  to  4/23/24  (Yesterday)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 1/1/24 — Filed re:  Issuer / Subject Company — Filed by:  Gianella Kenneth P. 
 
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notifications of all
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Filings
involving  Quantum Corp./DE 

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Forms
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, Documents
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& Exhibits
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 in  704 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/12/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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316

8-K Items: 
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3/25/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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65
2/8/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
7/21/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
4/12/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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85
6/16/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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18
6/6/23"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
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12
3/25/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 6
6/6/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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12
11/6/06 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
8/21/23
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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4
9/14/18 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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2
4/12/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — ‘EX-17’
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 — List of Directors & Officers
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66
4/18/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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14
9/14/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
5/18/22 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ‘EX-17’
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3
11/16/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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11
11/17/23
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  Events: 
Other Events — Item 8.0150
4/12/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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196

2/14/24NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-257
8/21/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A26
8/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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102
7/27/23ARSUpdate:  Annual Reports to Security Holders11
7/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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31
6/6/23S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations2
6/6/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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34
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD12
1/27/23 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 34
1/17/23 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
1/13/23 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 13
1/11/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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29
12/29/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 18
12/29/22 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
12/27/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
6/16/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
3/29/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
2/4/21 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
1/30/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
1/29/20 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
6/14/19 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
7/12/17 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
2/22/17 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
2/14/17 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
2/3/17 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
2/3/17 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
6/28/11 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/4/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
8/17/06 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 29
7/20/06 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 7
5/12/06 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
4/7/04 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
1/15/04 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
6/8/00 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
6/15/99 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
9/21/98 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/4/98 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/2/97 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
3/18/97 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1

General Exhibits: 
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3/25/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 316
6/6/23EX-23Consents of Experts and Counsel99
6/6/23EX-5Opinions of Counsel re: Legality47
6/6/23EX-3Articles of Incorporation/Organization and Bylaws22
6/6/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders47
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)16
1/27/23 OLDEX-FILING FEESFiling Fees  OLD 3
7/21/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 20
6/24/20 OLDEX-21Subsidiaries Lists  OLD 26
2/5/16 OLDEX-17Correspondence re: Departure of a Director  OLD 1
10/9/03 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
8/10/99 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 7
9/30/98 OLDEX-24Power of Attorney  OLD 1
1/31/95 OLDEX-9Voting Trust Agreement  OLD 1
10/17/94 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1

Additional Exhibits: 
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4/12/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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233

Financials: 
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4/12/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,668
4/12/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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101
4/12/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 427
4/12/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 62
4/12/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
95
8/21/23EX-16Letters re: Changes in Accountants4
8/8/23EX-31Certifications — §302 – SOA’02148
8/8/23EX-32Certifications — §906 – SOA’02144
5/31/17 OLDEX-12Statements re: Computations of Ratios  OLD 26
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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34
10/29/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 14
10/17/94 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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4/12/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,206


Forms
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, Documents
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& Exhibits
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 in  1,127 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 747906
 

        
Latest Filing  Type    Category    Description        Documents
     
4/23/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 720
4/12/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 79
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G197
11/3/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14410
7/14/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D52
1/30/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/3/17 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 4
2/27/17 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
2/17/17 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
2/7/17 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 4
7/18/14 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
6/4/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
6/12/06 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 12
4/15/04 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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1/11/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC30
1/11/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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4/12/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 81
2/14/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)4
6/12/06 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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4/28/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 100

Graphics: 
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4/12/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 77


        

Filings History

Year    # of Filings
In descending order
2024 15
2023 58
2022 78
2021 93
2020 79
2019 80
2018 38
2017 115
2016 73
2015 63
2014 64
2013 63
2012 66
2011 100
2010 71
2009 66
2008 61
2007 85
2006 112
2005 94
2004 114
2003 24
2002 17
2001 26
2000 36
1999 21
1998 19
1997 23
1996 19
1995 23
1994 16

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