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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/26/18 Dfa Inv Dimensions Group Inc. CORRESP¶ 10/25/18 1:49K Sheehy Kathleen/FA
9/26/18 Tocqueville Trust CORRESP¶ 10/25/18 1:20K US Bancorp Fund Svcs LLC
9/25/18 Innovator ETFs Trust CORRESP¶ 10/25/18 1:8K RDG Filings/FA
9/25/18 Delcath Systems, Inc. CORRESP¶ 10/25/18 1:7K Donnelley … Solutions/FA
9/24/18‡ ThermoGenesis Holdings, Inc. CORRESP¶ 10/25/18 1:10K RDG Filings/FA
9/24/18 Catheter Precision, Inc. CORRESP¶ 10/25/18 1:8K Donnelley … Solutions/FA
9/24/18 Plains All American Pipeline LP CORRESP¶ 10/25/18 1:15K Toppan Merrill/FA
Paa Finance Corp.
9/24/18 Catheter Precision, Inc. CORRESP¶ 10/25/18 1:9K Donnelley … Solutions/FA
9/24/18 Summit Financial Group, Inc. CORRESP¶ 10/25/18 1:34K Donnelley … Solutions/FA
9/24/18 BJ’s Wholesale Club Holdings, Inc CORRESP¶ 10/25/18 1:13K Donnelley … Solutions/FA
9/24/18 BJ’s Wholesale Club Holdings, Inc CORRESP¶ 10/25/18 1:10K Donnelley … Solutions/FA
9/24/18 Urovant Sciences Ltd. CORRESP¶ 10/25/18 1:11K Donnelley … Solutions/FA
9/24/18 Urovant Sciences Ltd. CORRESP¶ 10/25/18 1:12K Donnelley … Solutions/FA
9/24/18 Sutro Biopharma, Inc. CORRESP¶ 10/25/18 1:11K Donnelley … Solutions/FA
9/24/18 Sutro Biopharma, Inc. CORRESP¶ 10/25/18 1:11K Donnelley … Solutions/FA
9/24/18 Arvinas, Inc. CORRESP¶ 10/25/18 1:11K Donnelley … Solutions/FA
9/24/18 Arvinas, Inc. CORRESP¶ 10/25/18 1:7K Donnelley … Solutions/FA
9/24/18 Catheter Precision, Inc. CORRESP¶ 10/25/18 1:43K Donnelley … Solutions/FA
9/24/18 LAIX Inc. CORRESP¶ 10/25/18 1:10K Donnelley … Solutions/FA
9/24/18 LAIX Inc. CORRESP¶ 10/25/18 1:8K Donnelley … Solutions/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Type: -K | | CORRESP | Comment-Response or Other Letter to the SEC. | | ¶ | This Filing contains a delayed-release Document. |
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