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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/29/24 Pogosyan Liana 4/A Officer² 1:5K Xos, Inc. Xos, Inc.
12/8/23 Long Zach 4 Officer² 1:11K Vintage Wine Estates, Inc. Newsfile Corp./FA
11/13/23 Lincoln National Corp. 8-K/A:5 9/11/23 11:230K Scullin Group, Inc./FA
11/3/23 Wotczak Robert 3 Officer² 1:3K Freedom Holding Corp. Bingham McCutchen LLP/FA
10/20/23 FT 10890 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 10162 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 9586 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 10148 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 10149 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 9594 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 9580 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 10161 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 9587 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 9579 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/20/23 FT 10134 24F-2NT 9/11/23 1:4K Fitzgerald Marke… LLC/FA
10/16/23 Cole Christopher William 4 Other² 1:4K Bridgford Foods Corp. M2 Compliance LLC/FA
10/10/23 Lukyanov Sergey 3 Officer² 1:4K Freedom Holding Corp. Bingham McCutchen LLP/FA
10/4/23 CPF III Pt SPV, LLC 4/A 10% Owner² 1:13K P3 Health Partners Inc. Newsfile Corp./FA
Chicago Pacific Founders GP III, L.P.
Chicago Pacific Founders UGP III, LLC
CPF III-A Pt SPV, LLC
10/2/23 Ontrak, Inc. 8-K:5,8 9/11/23 11:217K Workiva Inc Wde… FA01/FA
9/29/23 Moskovitz Dustin A. 4 D,O,%Owner² 1:9K Asana, Inc. DONNELLEY FIN… File16/FA
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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