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For Period End 9/11/23
11
SEP


        

959  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 4/29/24  Pogosyan Liana                    4/A        Officer²    1:5K   Xos, Inc.                         Xos, Inc.                
 12/8/23  Long Zach                         4          Officer²    1:11K  Vintage Wine Estates, Inc.        Newsfile Corp./FA        
11/13/23  Lincoln National Corp.            8-K/A:5     9/11/23   11:230K                                   Scullin Group, Inc./FA   
 11/3/23  Wotczak Robert                    3          Officer²    1:3K   Freedom Holding Corp.             Bingham McCutchen LLP/FA 
10/20/23  FT 10890                          24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 10162                          24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 9586                           24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 10148                          24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 10149                          24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 9594                           24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 9580                           24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 10161                          24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 9587                           24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 9579                           24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/20/23  FT 10134                          24F-2NT     9/11/23    1:4K                                     Fitzgerald Marke… LLC/FA 
10/16/23  Cole Christopher William          4          Other²      1:4K   Bridgford Foods Corp.             M2 Compliance LLC/FA     
10/10/23  Lukyanov Sergey                   3          Officer²    1:4K   Freedom Holding Corp.             Bingham McCutchen LLP/FA 
 10/4/23  CPF III Pt SPV, LLC               4/A        10% Owner²  1:13K  P3 Health Partners Inc.           Newsfile Corp./FA        
          Chicago Pacific Founders GP III, L.P.
          Chicago Pacific Founders UGP III, LLC
          CPF III-A Pt SPV, LLC
 10/2/23  Ontrak, Inc.                      8-K:5,8     9/11/23   11:217K                                   Workiva Inc Wde… FA01/FA 
 9/29/23  Moskovitz Dustin A.               4          D,O,%Owner² 1:9K   Asana, Inc.                       DONNELLEY FIN… File16/FA 
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 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  24F-2NT    Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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