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For Period End 6/20/23
20
JUN


        

1,269  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  1/4/24  Watkins Frank T                   4/A        Director²   1:6K   Shockwave Medical, Inc.           Shockwave Medical, Inc.  
12/22/23  Pandit Vikram S                   4/A        Director²   1:18K  ExlService Holdings, Inc.         Davis Polk & … LLP 01/FA 
          Angelakis Michael J
          Atairos Group, Inc.
          Atairos Partners GP, Inc.
          Atairos Partners, L.P.
          Atairos-Orogen Holdings, LLC
          Orogen Echo LLC
          Orogen Group LLC
          Orogen Holdings LLC
12/19/23  Baroni Gino J                     4/A        Director²   1:5K   Enterprise Bancorp Inc./MA        Computershare Inc.       
11/13/23  Safehold Inc.                     8-K/A:5     6/20/23   10:186K                                   Toppan Merrill/FA        
 10/5/23  MetLife, Inc.                     8-K/A:5     6/20/23   11:194K                                   Donnelley … Solutions/FA 
  9/5/23  Shander Eric Ryan                 4/A        Officer²    1:5K   Powerschool Holdings, Inc.        Powerschool Holdings Inc 
  9/5/23  Gulati Hardeep                    4/A        Dir.,Off.²  1:5K   Powerschool Holdings, Inc.        Powerschool Holdings Inc 
  9/5/23  Singh Devendra                    4/A        Officer²    1:5K   Powerschool Holdings, Inc.        Powerschool Holdings Inc 
  9/1/23  Daniel Marcy                      4/A        Officer²    1:4K   Powerschool Holdings, Inc.        Powerschool Holdings Inc 
  9/1/23  Daniel Marcy                      4/A        Officer²    1:5K   Powerschool Holdings, Inc.        Powerschool Holdings Inc 
 8/29/23  Humankind Benefit Corp.           N-PX        6/20/23    1:5M                                     Blu Giant, LLC/FA        Humankind US Stock ETF
 8/16/23  Shah Vinay                        4/A        Officer²    1:5K   Virpax Pharmaceuticals, Inc.      EdgarAgents LLC/FA       
  8/7/23 Lion Copper & Gold Corp.          8-K:3,5,8,9 6/20/23   13:240K                                   Newsfile Corp./FA        
  8/2/23  Hua Xingxiu                       4          D,O,%Owner² 1:7K   Rubber Leaf Inc.                                           
 7/26/23  FT 9953                           24F-2NT     6/20/23    1:4K                                     Fitzgerald Marke… LLC/FA 
 7/26/23  FT 9908                           24F-2NT     6/20/23    1:4K                                     Fitzgerald Marke… LLC/FA 
 7/21/23  Pacific Booker Minerals Inc.      6-K         6/20/23    3:523K                                   AB Korelin & Assocs/FA   
 7/19/23  Blue Ocean Acquisition Corp.      8-K:1,2,9   6/20/23   12:316K                                   EdgarAgents LLC/FA       
 7/10/23  C21 Investments Inc.              6-K         6/20/23    2:17K                                    Newsfile Corp./FA        
  7/7/23  Zader John P                      3          Director²   1:3K   Source Capital Inc./DE            Toppan Merrill/FA        
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  6-K    Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  24F-2NT    Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
  N-PX    Annual Proxy Voting Report by an Investment Company — Form N-PX.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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