|
---|
As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
---|
|
---|
1/4/24 Watkins Frank T 4/A Director² 1:6K Shockwave Medical, Inc. Shockwave Medical, Inc.
12/22/23 Pandit Vikram S 4/A Director² 1:18K ExlService Holdings, Inc. Davis Polk & … LLP 01/FA
Angelakis Michael J
Atairos Group, Inc.
Atairos Partners GP, Inc.
Atairos Partners, L.P.
Atairos-Orogen Holdings, LLC
Orogen Echo LLC
Orogen Group LLC
Orogen Holdings LLC
12/19/23 Baroni Gino J 4/A Director² 1:5K Enterprise Bancorp Inc./MA Computershare Inc.
11/13/23 Safehold Inc. 8-K/A:5 6/20/23 10:186K Toppan Merrill/FA
10/5/23 MetLife, Inc. 8-K/A:5 6/20/23 11:194K Donnelley … Solutions/FA
9/5/23 Shander Eric Ryan 4/A Officer² 1:5K Powerschool Holdings, Inc. Powerschool Holdings Inc
9/5/23 Gulati Hardeep 4/A Dir.,Off.² 1:5K Powerschool Holdings, Inc. Powerschool Holdings Inc
9/5/23 Singh Devendra 4/A Officer² 1:5K Powerschool Holdings, Inc. Powerschool Holdings Inc
9/1/23 Daniel Marcy 4/A Officer² 1:4K Powerschool Holdings, Inc. Powerschool Holdings Inc
9/1/23 Daniel Marcy 4/A Officer² 1:5K Powerschool Holdings, Inc. Powerschool Holdings Inc
8/29/23 Humankind Benefit Corp. N-PX 6/20/23 1:5M Blu Giant, LLC/FA
→ Humankind US Stock ETF
8/16/23 Shah Vinay 4/A Officer² 1:5K Virpax Pharmaceuticals, Inc. EdgarAgents LLC/FA
8/7/23‡ Lion Copper & Gold Corp. 8-K:3,5,8,9 6/20/23 13:240K Newsfile Corp./FA
8/2/23 Hua Xingxiu 4 D,O,%Owner² 1:7K Rubber Leaf Inc.
7/26/23 FT 9953 24F-2NT 6/20/23 1:4K Fitzgerald Marke… LLC/FA
7/26/23 FT 9908 24F-2NT 6/20/23 1:4K Fitzgerald Marke… LLC/FA
7/21/23 Pacific Booker Minerals Inc. 6-K 6/20/23 3:523K AB Korelin & Assocs/FA
7/19/23 Blue Ocean Acquisition Corp. 8-K:1,2,9 6/20/23 12:316K EdgarAgents LLC/FA
7/10/23 C21 Investments Inc. 6-K 6/20/23 2:17K Newsfile Corp./FA
7/7/23 Zader John P 3 Director² 1:3K Source Capital Inc./DE Toppan Merrill/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. | | N-PX | Annual Proxy Voting Report by an Investment Company — Form N-PX. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
|