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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/6/24 Rogge Karen M 3 Director² 2:6K QT Imaging Holdings, Inc. Newsfile Corp./FA
2/7/24 Triumph Group Inc. 8-K:2,9 2/7/23 9:1.4M Donnelley … Solutions/FA
10/5/23 Evergreen Corp. 8-K:1,9 2/7/23 12:3.5M M2 Compliance LLC/FA
6/30/23 Franklin Resources Inc. 8-K/A:5 2/7/23 10:144K
5/19/23 Lowry Robert T 4 Officer² 1:6K Finward Bancorp RDG Filings/FA
5/19/23 Torabi Peymon 4 Officer² 1:5K Finward Bancorp RDG Filings/FA
5/5/23 Bochnowski David A 4 D,O,%Owner² 1:6K Finward Bancorp RDG Filings/FA
5/2/23 Bochnowski Benjamin J 4 Dir.,Off.² 1:6K Finward Bancorp RDG Filings/FA
5/1/23 Bonar Brian 4 Dir.,Off.² 1:13K Dalrada Financial Corp. GlobalOne Filings Inc/FA
4/28/23 Constas Stacey 4 Officer² 1:4K Spruce Power Holding Corp. EdgarAgents LLC/FA
4/19/23 Orphanos Anthony 4 10% Owner² 1:20K Bion Environmental Techs Inc. Edgar Tech & Bus… Inc/FA
4/11/23 Gulati Himanshu 3/A 10% Owner² 1:25K AMC Entertainment Holdings, Inc. Broadridge Fin’l So… Inc
Antara Capital Fund GP LLC
Antara Capital GP LLC
Antara Capital LP
Antara Capital Master Fund LP
4/11/23 Gulati Himanshu 3/A 10% Owner² 1:23K AMC Entertainment Holdings, Inc. Broadridge Fin’l So… Inc
Antara Capital Fund GP LLC
Antara Capital GP LLC
Antara Capital LP
Antara Capital Master Fund LP
4/4/23 Innovid Corp. 8-K/A:5 2/7/23 11:203K
3/28/23 FT 10473 24F-2NT 2/7/23 1:4K Fitzgerald Marke… LLC/FA
3/28/23 FT 10418 24F-2NT 2/7/23 1:4K Fitzgerald Marke… LLC/FA
3/27/23 Lifecore Biomedical, Inc./DE 8-K/A:9 2/7/23 11:595K
3/15/23 Gallo Ralph Martin 4 Officer² 1:6K Parke Bancorp, Inc. Parke Bancorp, Inc.
3/14/23 Lubel Kimberly S 4 Director² 1:5K PBF Energy Inc. DONNELLEY FIN… File16/FA
3/13/23 Chubb Thomas Caldecot III 4 Dir.,Off.² 1:5K Oxford Industries Inc. SEC Connect
____________ | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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