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For Period End 2/7/23
7
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1,321  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  3/6/24  Rogge Karen M                     3          Director²   2:6K   QT Imaging Holdings, Inc.         Newsfile Corp./FA        
  2/7/24  Triumph Group Inc.                8-K:2,9      2/7/23    9:1.4M                                   Donnelley … Solutions/FA 
 10/5/23  Evergreen Corp.                   8-K:1,9      2/7/23   12:3.5M                                   M2 Compliance LLC/FA     
 6/30/23  Franklin Resources Inc.           8-K/A:5      2/7/23   10:144K                                                            
 5/19/23  Lowry Robert T                    4          Officer²    1:6K   Finward Bancorp                   RDG Filings/FA           
 5/19/23  Torabi Peymon                     4          Officer²    1:5K   Finward Bancorp                   RDG Filings/FA           
  5/5/23  Bochnowski David A                4          D,O,%Owner² 1:6K   Finward Bancorp                   RDG Filings/FA           
  5/2/23  Bochnowski Benjamin J             4          Dir.,Off.²  1:6K   Finward Bancorp                   RDG Filings/FA           
  5/1/23  Bonar Brian                       4          Dir.,Off.²  1:13K  Dalrada Financial Corp.           GlobalOne Filings Inc/FA 
 4/28/23  Constas Stacey                    4          Officer²    1:4K   Spruce Power Holding Corp.        EdgarAgents LLC/FA       
 4/19/23  Orphanos Anthony                  4          10% Owner²  1:20K  Bion Environmental Techs Inc.     Edgar Tech & Bus… Inc/FA 
 4/11/23  Gulati Himanshu                   3/A        10% Owner²  1:25K  AMC Entertainment Holdings, Inc.  Broadridge Fin’l So… Inc 
          Antara Capital Fund GP LLC
          Antara Capital GP LLC
          Antara Capital LP
          Antara Capital Master Fund LP
 4/11/23  Gulati Himanshu                   3/A        10% Owner²  1:23K  AMC Entertainment Holdings, Inc.  Broadridge Fin’l So… Inc 
          Antara Capital Fund GP LLC
          Antara Capital GP LLC
          Antara Capital LP
          Antara Capital Master Fund LP
  4/4/23  Innovid Corp.                     8-K/A:5      2/7/23   11:203K                                                            
 3/28/23  FT 10473                          24F-2NT      2/7/23    1:4K                                     Fitzgerald Marke… LLC/FA 
 3/28/23  FT 10418                          24F-2NT      2/7/23    1:4K                                     Fitzgerald Marke… LLC/FA 
 3/27/23  Lifecore Biomedical, Inc./DE      8-K/A:9      2/7/23   11:595K                                                            
 3/15/23  Gallo Ralph Martin                4          Officer²    1:6K   Parke Bancorp, Inc.               Parke Bancorp, Inc.      
 3/14/23  Lubel Kimberly S                  4          Director²   1:5K   PBF Energy Inc.                   DONNELLEY FIN… File16/FA 
 3/13/23  Chubb Thomas Caldecot III         4          Dir.,Off.²  1:5K   Oxford Industries Inc.            SEC Connect              
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 ¹  Filing/Form Types: 
Type emoji
-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  24F-2NT    Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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