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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/4/22 Engaged Capital Holdings, LLC 4 %Own.,Oth.² 1:27K SunOpta Inc. Olshan Frome Wolosky LLP
Engaged Capital Co-Invest IV, LP
Engaged Capital Co-Invest IV-A, LP
Engaged Capital Flagship Fund, L.P.
Engaged Capital Flagship Fund, Ltd.
Engaged Capital Flagship Master Fund, LP
Engaged Capital LLC
Engaged Capital Special Situation Fund, LP
Welling Glenn W.
5/27/21 Sundstrom Karl-Henrik 4 Director² 1:10K NXP Semiconductors N.V. NXP Semiconductors N.V.
5/13/21 Transportation & Logistics S… Inc 8-K/A:2 10/6/20 1:37K M2 Compliance LLC/FA
2/16/21 Epstein Stephen A 3/A D,O,%Owner² 1:4K Healthcare Business Resources Inc Blueprint/FA
1/19/21 Moorehead Terrence 4/A Dir.,Off.² 1:8K Natures Sunshine Products Inc.
1/15/21 Inpixon 8-K/A:9 10/6/20 3:496K EdgarAgents LLC/FA
12/22/20 Inpixon 8-K/A:9 10/6/20 5:1.4M EdgarAgents LLC/FA
12/18/20 Ricketts Todd M 4/A Director² 1:6K Charles Schwab Corp. CT’s hCue/FA
12/18/20 Ricketts Todd M 3/A Director² 1:3K Charles Schwab Corp. CT’s hCue/FA
12/9/20 Digitiliti Inc. 8-K:5 10/6/20 1:22K GlobalOne Filings Inc/FA
11/23/20 Invesco Unit Trusts Series 2022 24F-2NT 10/6/20 1:4K Fin’l Graphic Svc Inc/FA
11/16/20 Transportation & Logistics S… Inc 8-K:1,9 10/6/20 2:10M M2 Compliance LLC/FA
11/12/20 Apollo Principal Holdings II… Ltd 4 10% Owner² 3:50K Global Business Travel Gp, Inc. Toppan Merrill/FA
AP Caps II Holdings GP, LLC
Apollo Principal Holdings III, L.P.
APSG Sponsor, L.P.
11/10/20 KBL IV Sponsor LLC 4 10% Owner² 1:13K 180 Life Sciences Corp. EdgarAgents LLC/FA
Krauss Marlene
11/3/20 Foster James C 4 Dir.,Off.² 1:13K Charles River Labs Int’l, Inc. Computershare Inc.
11/3/20 Oakes Frank R. 4 Director² 1:6K Edesa Biotech, Inc. Blueprint/FA
10/26/20 Minerva Advisors LLC 3 %Own.,Oth.² 1:12K Telos Corp. Nelson Law Firm LLC
Cohen David P.
Minerva GP, Inc.
Minerva GP, LP
Minerva Group LP
10/23/20 Light Jay O 4 Director² 1:5K Blackstone Inc. DONNELLEY FIN… File16/FA
10/22/20 Icp M2, L.P. 3/A 10% Owner² 5:43K ION Acquisition Corp. 1 Ltd. EdgarAgents LLC/FA
Icp M2 GP LLC
Levey Stephen
10/20/20 Struthers Archie 3 Other² 2:8K abrdn Global Infrastructure I… Fd
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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