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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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11/7/22 Adam R Scripps Tr u/a d… restated 3 10% Owner² 2:7K E.W. Scripps Co. DONNELLEY FIN… File16/FA
3/7/22 Casella Douglas R 4/A Dir.,Off.² 1:5K Casella Waste Systems Inc. SEC Connect
11/12/20 Moel Steven A. 4 Director² 1:11K Gaucho Group Holdings, Inc. M2 Compliance LLC/FA
10/20/20 Rashid Bilal 4/A Dir.,Off.² 1:6K OFS Credit Co., Inc. OFS Credit Co., Inc.
3/27/20 Duckers Eric 4 Officer² 1:6K BioCardia, Inc. RDG Filings/FA
3/27/20 Pesta Phil 4 Officer² 1:6K BioCardia, Inc. RDG Filings/FA
3/27/20 Altman Peter 4 Dir.,Off.² 1:6K BioCardia, Inc. RDG Filings/FA
3/27/20 McClung David 4 Officer² 1:6K BioCardia, Inc. RDG Filings/FA
3/11/20 Yeap Arthur 4 Director² 1:5K Advanzeon Solutions, Inc. Electro Filings LLC/FA
2/28/20‡ Tennant Co. 8-K/A:4,9 8/27/19 13:207K
2/10/20 Finestone Arnold 4 Dir.,Off.² 1:5K Advanzeon Solutions, Inc. Electro Filings LLC/FA
2/10/20 Ray Sharon Kay 4 Director² 1:5K Advanzeon Solutions, Inc. Electro Filings LLC/FA
12/19/19 Wytec International Inc. 8-K:4,9 8/27/19 2:27K GlobalOne Filings Inc/FA
11/27/19 Biofrontera AG 6-K 8/27/19 2:911K M2 Compliance LLC/FA
11/25/19 Arora Amit 3 Other² 2:8K PIMCO Flexible Muni Income Fund DONNELLEY FIN… File16/FA
11/18/19 Winters Jennifer 3 Officer² 1:3K Financial Gravity Companies, Inc.
11/15/19 Nemer Gary Joel 3 Director² 1:3K Financial Gravity Companies, Inc.
10/17/19 Omidyar Pierre M 4 Director² 2:8K eBay Inc. DONNELLEY FIN… File16/FA
9/27/19 Regis Daniel C 4 Director² 1:7K Cray Inc. Cray Inc.
9/26/19 FT 8134 24F-2NT 8/27/19 1:4K Fitzgerald Marke… LLC/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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