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For Period End 8/27/19
27
AUG


        

630  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 11/7/22  Adam R Scripps Tr u/a d… restated 3          10% Owner²  2:7K   E.W. Scripps Co.                  DONNELLEY FIN… File16/FA 
  3/7/22  Casella Douglas R                 4/A        Dir.,Off.²  1:5K   Casella Waste Systems Inc.        SEC Connect              
11/12/20  Moel Steven A.                    4          Director²   1:11K  Gaucho Group Holdings, Inc.       M2 Compliance LLC/FA     
10/20/20  Rashid Bilal                      4/A        Dir.,Off.²  1:6K   OFS Credit Co., Inc.              OFS Credit Co., Inc.     
 3/27/20  Duckers Eric                      4          Officer²    1:6K   BioCardia, Inc.                   RDG Filings/FA           
 3/27/20  Pesta Phil                        4          Officer²    1:6K   BioCardia, Inc.                   RDG Filings/FA           
 3/27/20  Altman Peter                      4          Dir.,Off.²  1:6K   BioCardia, Inc.                   RDG Filings/FA           
 3/27/20  McClung David                     4          Officer²    1:6K   BioCardia, Inc.                   RDG Filings/FA           
 3/11/20  Yeap Arthur                       4          Director²   1:5K   Advanzeon Solutions, Inc.         Electro Filings LLC/FA   
 2/28/20 Tennant Co.                       8-K/A:4,9   8/27/19   13:207K                                                            
 2/10/20  Finestone Arnold                  4          Dir.,Off.²  1:5K   Advanzeon Solutions, Inc.         Electro Filings LLC/FA   
 2/10/20  Ray Sharon Kay                    4          Director²   1:5K   Advanzeon Solutions, Inc.         Electro Filings LLC/FA   
12/19/19  Wytec International Inc.          8-K:4,9     8/27/19    2:27K                                    GlobalOne Filings Inc/FA 
11/27/19  Biofrontera AG                    6-K         8/27/19    2:911K                                   M2 Compliance LLC/FA     
11/25/19  Arora Amit                        3          Other²      2:8K   PIMCO Flexible Muni Income Fund   DONNELLEY FIN… File16/FA 
11/18/19  Winters Jennifer                  3          Officer²    1:3K   Financial Gravity Companies, Inc.                          
11/15/19  Nemer Gary Joel                   3          Director²   1:3K   Financial Gravity Companies, Inc.                          
10/17/19  Omidyar Pierre M                  4          Director²   2:8K   eBay Inc.                         DONNELLEY FIN… File16/FA 
 9/27/19  Regis Daniel C                    4          Director²   1:7K   Cray Inc.                         Cray Inc.                
 9/26/19  FT 8134                           24F-2NT     8/27/19    1:4K                                     Fitzgerald Marke… LLC/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  6-K    Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  24F-2NT    Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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