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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/22/19‡ Parallax Health Sciences, Inc. 8-K:1,2,3 1/15/18 1:33K
11/20/18 Crenshaw William E 4 Director² 1:13K Publix Super Markets Inc. Computershare Inc.
6/1/18 Brown Bonnie Jean 4 Officer² 1:6K Tecogen Inc. Tecogen Inc.
5/18/18 Hosseinion Warren 4/A Dir.,Off.² 1:7K Apollo Medical Holdings, Inc. Broadridge Fin’l So… Inc
5/18/18 Shah Mihir 4 Officer² 1:7K Apollo Medical Holdings, Inc. Broadridge Fin’l So… Inc
5/18/18 Hosseinion Warren 4 Dir.,Off.² 1:7K Apollo Medical Holdings, Inc. Broadridge Fin’l So… Inc
5/8/18 Nanko Michael 3/A Officer² 1:4K AAC Holdings, Inc. DONNELLEY FIN… File16/FA
4/18/18 Bolus Mark J. 4/A Director² 1:6K Community Bank System, Inc. Computershare Inc.
4/18/18 Apex 10 Inc. 8-K/A:5,9 1/15/18 2:50K EdgarAgents LLC/FA
4/13/18 Apex 10 Inc. 8-K:5,9 1/15/18 1:19K EdgarAgents LLC/FA
4/2/18 Quadrant 4 System Corp. 8-K:1,2,5,9 1/15/18 2:175K Federal Filings, LLC/FA
3/23/18‡ Littelfuse Inc./DE 8-K/A:9 1/15/18 5:2.2M RDG Filings/FA
3/15/18 Rutledge Thomas 4/A Dir.,Off.² 2:10K Charter Communications, Inc./MO Charter Comms, Inc./MO
3/1/18 CD 2017-CD6 Mortgage Trust 10-D 1/15/18 2:1.2M Norwest Asset SEC Co… Tr
2/27/18‡ Evolution Blockchain Group Inc. 8-K:5,8,9 1/15/18 4:772K Newsfile Corp./FA
2/22/18 Cuentas Inc. 8-K:5 1/15/18 1:30K EdgarAgents LLC/FA
2/6/18 Sanko Carl 4 Director² 1:4K Grow Capital, Inc. C Filings/FA
1/30/18 FirstEnergy Ohio PIRB Speci… 2013 10-D 1/15/18 5:1.2M
CEI Funding LLC
Cleveland Electric Illuminating Co.
OE Funding LLC
Ohio Edison Co.
TE Funding LLC
Toledo Edison Co.
1/26/18 Verb Technology Co., Inc. 8-K:1,2,3,9 1/15/18 7:815K M2 Compliance LLC/FA
1/26/18 Ra Keewon 3 Dir.,Off.² 1:3K Biostar Angel Stem Cell Corp. Cassidy & Associates/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-D | Distribution Report by an Issuer of Asset-Backed Securities — Form 10-D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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