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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/5/18 Garland Kim Burton 4/A Officer² 1:7K State Auto Financial Corp. State Auto Fin’l Corp.
2/22/18 Lord John R 4 Director² 1:4K Amphenol Corp./DE Computershare Inc.
10/11/17 Capital Auto Receivables LLC ABS-15G:2 9/2/16 2:68K Cap Auto Recs Asset Trust 2017-1 Donnelley … Solutions/FA
3/13/17 Joerres Jeffrey A 4/A Director² 1:6K Johnson Controls Int’l plc Computershare Inc.
3/3/17 SLM Student Loan Trust 2003-1 8-K:8,9 9/2/16 2:680K Cadwalader Wickersh… LLP
2/10/17 Feldgreber Mark Bradley 4 D,O,%Owner² 1:4K Players Network M2 Compliance LLC/FA
2/9/17 Ross Brian A 3 Director² 2:10K HealthWarehouse.com, Inc. Broadridge Fin’l So… Inc
2/9/17 Weiss Stephen J 3 Director² 1:4K HealthWarehouse.com, Inc. Broadridge Fin’l So… Inc
1/30/17 Kruger Warren F 4 Dir.,Off.² 1:4K Greystone Logistics, Inc. M2 Compliance LLC/FA
12/15/16 Swets Larry G Jr. 4 D,%Own,Oth² 1:7K Limbach Holdings, Inc. Toppan Merrill/FA
1347 Investors LLC
11/29/16 Schermer Gregory P 4 Director² 1:10K Lee Enterprises, Inc. Broadridge Fin’l So… Inc
11/18/16 FirstCash Holdings, Inc. 8-K/A:9 9/2/16 4:306K Donnelley … Solutions/FA
11/18/16 Viking Energy Group, Inc. 8-K/A:1,2,4 9/2/16 1:48K Discount Edgar/FA
11/2/16 Viking Energy Group, Inc. 8-K/A:1,2,4 9/2/16 6:355K Discount Edgar/FA
10/26/16 Pfeiffer Johan Fredrik 4 Officer² 1:4K Johnson Controls Int’l plc Computershare Inc.
10/25/16 Invesco Unit Trusts Series 1607 24F-2NT 9/2/16 1:4K Fin’l Graphic Svc Inc/FA
10/13/16‡ Viking Energy Group, Inc. 8-K:1,2,4 9/2/16 1:39K Discount Edgar/FA
10/12/16 Granato John J 4 Officer² 2:12K Andersons, Inc. DONNELLEY FIN… File16/FA
10/11/16 Jackson William C 4/A Officer² 1:5K Johnson Controls Int’l plc Computershare Inc.
10/11/16 Walicki Joseph A 4/A Officer² 1:5K Johnson Controls Int’l plc Computershare Inc.
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. | | ABS-15G | Asset-Backed Securities Securitizer Report — Form ABS-15G { Item 1: Rule 15Ga-1; 2: Rule 15Ga-2 }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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