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For Period End 11/2/13
2
NOV


        

159  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 7/29/22  Geary Steven F                    3          Director²   1:4K   Netcapital Inc.                   SEC Filing Solut… LLC/FA 
 2/15/22  Liss Avi                          3          Director²   1:4K   Netcapital Inc.                   FILING2SEC/FA            
 1/31/14 Analog Devices Inc.               ARS         11/2/13    1:2K                                     SEC #7                   
 2/24/14  Conte Randall                     4          Officer²    1:6K   Taylor Capital Group Inc.         Taylor Cap Group Inc.    
 1/28/14  Nobility Homes Inc.               10-K        11/2/13   78:4.8M                                   Donnelley … Solutions/FA 
 1/22/14  Glandon Gary M                    4          Officer²    1:4K   Rogers Corp.                      Broadridge Fin’l So… Inc 
  1/8/14  Lutz Jon                          4          Officer²    1:5K   Uqm Technologies Inc.             Uqm Technologies Inc.    
  1/6/14  Sears Larry Lee                   4          Director²   1:5K   Oryon Technologies, Inc.          Toppan Merrill/FA        
  1/6/14  Ross Jon Stuart                   4          Director²   1:5K   Oryon Technologies, Inc.          Toppan Merrill/FA        
  1/6/14  Hoesterey Richard K               4          Director²   1:5K   Oryon Technologies, Inc.          Toppan Merrill/FA        
  1/3/14  Vince Holding Corp.               10-Q        11/2/13   78:7.1M                                   Donnelley … Solutions/FA 
12/24/13  Vornado Realty Trust              8-K:2,8,9   11/2/13    2:203K                                                            
          Vornado Realty LP
12/17/13  Perfumania Holdings, Inc.         10-Q        11/2/13   59:5.1M                                                            
12/17/13  Toys R Us Property Co. II, LLC    10-Q        11/2/13   35:1.9M                                                            
12/17/13  Toys R US Inc.                    10-Q        11/2/13   63:11M                                                             
12/17/13  Neiman Marcus Group Ltd. LLC      10-Q        11/2/13   71:16M                                    Toppan Merrill/FA        
12/17/13  Burlington Coat Factory Invs… Inc 10-Q        11/2/13   73:9.1M                                   Donnelley … Solutions/FA 
          Burlington Coat Factory Warehouse Corp.
12/17/13RH                                10-Q        11/2/13   63:3M                                     Donnelley … Solutions/FA 
12/16/13  Gymboree Corp.                    10-Q        11/2/13   93:11M                                    Donnelley … Solutions/FA 
12/13/13Sigma Designs Inc.                10-Q/A      11/2/13   95:11M                                    RDG Filings/FA           
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  10-Q    Quarterly Report — Form 10-Q.
  ARS    Annual Report to Security Holders.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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