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For Period End 9/17/13
17
SEP


        

799  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  7/2/19  Bayer Michael J                   4/A        Director²   1:5K   Siga Technologies Inc.            Broadridge Fin’l So… Inc 
  6/5/15  Alpern Milton                     3/A        Officer²    1:4K   Benefitfocus, Inc.                DONNELLEY FIN… File16/FA 
12/30/14  Morgan Stanley Bank of A… 2013-C7 10-D/A      9/17/13    1:14K                                    First Sec … Reporting/FA 
 8/28/14  Howell Andrew L                   3/A        Officer²    1:4K   Benefitfocus, Inc.                DONNELLEY FIN… File16/FA 
  7/2/14  Sassano Carl E                    4/A        Director²   1:10K  Medifast Inc.                     Toppan Merrill/FA        
 6/25/14  Mehrotra Shailesh                 3/A        Officer²    1:4K   Cover All Technologies Inc.       Digital Publishi… Inc/FA 
 2/10/14  ARCA biopharma, Inc.              8-K/A:5     9/17/13    1:15K                                    Donnelley … Solutions/FA 
  2/5/14  Lenco Mobile Inc.                 8-K:2,5     9/17/13    1:17K                                    Publicease Inc./FA       
  2/4/14  O Brien Betty M                   4          Director²   1:4K   Willamette Valley Vineyards Inc.  Broadridge Fin’l So… Inc 
 1/22/14  Sally William                     3          Officer²    2:6K   Nexstar Media Group, Inc.         R R Donnelley … Filer/FA 
 1/17/14  Rees Floyd Eugene Jr.             4          Director²   1:7K   Surrey Bancorp                                             
  1/6/14  McGowan Michael                   4          Officer²    1:9K   ASGN Inc.                                                  
  1/6/14  San Lotus Holding Inc.            8-K/A:1,2,3 9/17/13    1:386K                                   Toppan Merrill/FA        
 12/9/13  San Lotus Holding Inc.            8-K/A:1,2,3 9/17/13    2:409K                                   Toppan Merrill/FA        
 12/2/13  Kennard William E                 3/A        Director²   1:4K   MetLife, Inc.                     DONNELLEY FIN… File16/FA 
11/27/13  Atkore Int’l Holdings Inc.        8-K/A:9     9/17/13    5:1.1M                                                            
11/26/13  Tyson John H                      4          Dir.,Off.²  1:10K  Tyson Foods, Inc.                 Tyson Foods, Inc.        
11/26/13 COMM 2012-CCRE3 Mortgage Trust    10-D/A      9/17/13    2:786K                                   Deutsche Bank Nat’l … Co 
11/25/13  DC Industrial Liquidating Trust   8-K/A:9     9/17/13    3:171K                                   Donnelley … Solutions/FA 
11/14/13San Lotus Holding Inc.            8-K/A¶:1,2, 9/17/13    6:1.1M                                   Toppan Merrill/FA        
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-D    Distribution Report by an Issuer of Asset-Backed Securities — Form 10-D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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