As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  2/9/18  Rice II Philip M                  4          Dir.,Off.²  1:39K  Zivo Bioscience, Inc.             Action Edgar Fil… Svc/FA 
 7/22/15  Bonney Mark J                     4/A        Director²   1:5K   Zix Corp.                         DONNELLEY FIN… File16/FA 
 7/22/15  Dailey Michael E.                 4/A        Director²   1:5K   Zix Corp.                         DONNELLEY FIN… File16/FA 
 4/29/14  Athene Annuity & Life Co.         3          10% Owner²  3:30K  Tortoise Energy Infrastruct… Corp Toppan Merrill/FA        
          Athene Annuity & Life Assurance Co.
          Athene Annuity & Life Assurance Co. of New York
          Athene Holding Ltd.
          Athene USA Corp.
  1/6/14  Nash George                       3          Officer²    2:10K  Urs Corp./New                     DONNELLEY FIN… File16/FA 
 8/29/13  Ricketts Marlene M                4          10% Owner²  1:9K   TD Ameritrade Holding Corp.       DONNELLEY FIN… File16/FA 
 6/27/13  Ricketts J Joe                    4          10% Owner²  1:11K  TD Ameritrade Holding Corp.       DONNELLEY FIN… File16/FA 
 4/22/13  Tobia Kathleen C.                 4          Officer²    1:5K   Rego Payment Architectures, Inc.  Wiggin & Dana LLP/FA     
 4/11/13  Nell Steven E                     4          Officer²    1:7K   BOK Financial Corp.               Ball C Fred Jr.          
 3/22/13  Van Kampen Unit Trs Series 1224   24F-2NT      1/4/13    1:4K                                     Fin’l Graphic Svc Inc/FA 
 3/22/13  Van Kampen Unit Trs Series 1207   24F-2NT      1/4/13    1:4K                                     Fin’l Graphic Svc Inc/FA 
 3/15/13  Medicines Co./DE                  8-K/A:9      1/4/13    4:884K                                                            
 3/12/13  Stiller Robert P                  4          Director²   1:9K   Keurig Green Mountain, Inc.       Keurig Green Mounta… Inc 
  3/6/13  Levy Adam                         4          Officer²    1:5K   Tumi Holdings, Inc.               DONNELLEY FIN… File16/FA 
 2/25/13  PG&E Corp.                        NO ACT       1/4/13    1:2K                                     SEC #7                   
 2/22/13  NextEra Energy, Inc.              NO ACT       1/4/13    1:2K                                     SEC #7                   
 2/27/13  Robert Kevin C                    4          Officer²    1:5K   Valaris Ltd.                      Valaris Ltd.             
 2/22/13  St. Charles Anthony W.            4          Director²   1:4K   Community Trust Bancorp Inc./KY   Community Tr Ban… Inc/KY 
 2/22/13  Stauch John L                     4/A        Officer²    1:5K   Pentair plc                       Broadridge Fin’l So… Inc 
 2/22/13  FT 3922                           24F-2NT      1/4/13    1:4K                                     Fitzgerald Marke… LLC/FA 

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¹	Filing/Form Types:  -D
	3	Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	8-K	Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
	24F-2NT	Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.