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For Period End 1/19/11
19
JAN


        

1,050  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/24/14  Knight Glade M                    3/A        Dir.,Off.²  1:3K   Apple REIT Ten, Inc.              CT’s hCue/FA             
11/22/13  Drachman Brud E                   4          Officer²    1:4K   Pricesmart Inc.                   R R Donnelley … Filer/FA 
  7/8/13  Rady Ernest S                     4/A        D,O,%Owner² 1:7K   American Assets Trust, Inc.       American Assets Tr, Inc. 
  5/2/13  Chamberlain John W.               4/A        Dir.,Off.²  1:6K   American Assets Trust, Inc.       R R Donnelley … Filer/FA 
  5/2/13  Rady Ernest S                     4/A        D,O,%Owner² 1:7K   American Assets Trust, Inc.       R R Donnelley … Filer/FA 
 4/30/13  Sodi Alessandro                   4          Dir.,Off.²  1:5K   Diligent Corp.                    Broadridge Fin’l So… Inc 
 5/11/12  Turpin Cheryl N                   4          Director²   1:10K  Warnaco Group Inc./DE             DONNELLEY FIN… File16/FA 
  4/9/12  Sliney David D                    4/A        Officer²    1:5K   Stifel Financial Corp.            Stifel Financial Corp.   
 2/22/12  Rady Ernest S                     4/A        D,O,%Owner² 1:7K   American Assets Trust, Inc.       R R Donnelley … Filer/FA 
 12/7/11  Lee Dickson V                     4/A        D,O,%Owner² 1:7K   L&L Energy, Inc.                                           
11/22/11  Seitz John N                      3          Director²   1:4K   Gulf United Energy, Inc.          Loev Corp Filings Inc/FA 
 9/20/11  Drabik David A                    3          Director²   1:3K   Lannett Co. Inc.                  DONNELLEY FIN… File16/FA 
  9/1/11  Cekovich Ronald L                 4          Officer²    1:17K  Franklin Fin’l Services Corp./PA                           
  9/1/11  Carmack Karen K                   4          Officer²    1:17K  Franklin Fin’l Services Corp./PA                           
  6/9/11  Endologix Inc./DE                 8-K:5       1/19/11    1:22K                                    Donnelley … Solutions/FA 
 5/13/11  Stueber William P. II             4          10% Owner²  1:28K  Safe Technologies Int’l Inc.      Issuer Direct/FA         
  5/9/11 Animas Resources Ltd.             6-K         1/19/11    3:41M                                    AB Korelin & Assocs/FA   
  5/6/11  Apogee Enterprises, Inc.          8-K/A:5,9   1/19/11    2:74K                                    Donnelley … Solutions/FA 
  5/3/11  Bank of America Corp./DE          4          10% Owner²  1:12K  Nuveen Premium Income Muni Fd Inc Kelley Drye & Warren/FA  
          Merrill Lynch, Pierce, Fenner & Smith Inc.
  5/3/11  Apogee Enterprises, Inc.          8-K/A:5,9   1/19/11    2:73K                                    Donnelley … Solutions/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  6-K    Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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