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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/24/14 Knight Glade M 3/A Dir.,Off.² 1:3K Apple REIT Ten, Inc. CT’s hCue/FA
11/22/13 Drachman Brud E 4 Officer² 1:4K Pricesmart Inc. R R Donnelley … Filer/FA
7/8/13 Rady Ernest S 4/A D,O,%Owner² 1:7K American Assets Trust, Inc. American Assets Tr, Inc.
5/2/13 Chamberlain John W. 4/A Dir.,Off.² 1:6K American Assets Trust, Inc. R R Donnelley … Filer/FA
5/2/13 Rady Ernest S 4/A D,O,%Owner² 1:7K American Assets Trust, Inc. R R Donnelley … Filer/FA
4/30/13 Sodi Alessandro 4 Dir.,Off.² 1:5K Diligent Corp. Broadridge Fin’l So… Inc
5/11/12 Turpin Cheryl N 4 Director² 1:10K Warnaco Group Inc./DE DONNELLEY FIN… File16/FA
4/9/12 Sliney David D 4/A Officer² 1:5K Stifel Financial Corp. Stifel Financial Corp.
2/22/12 Rady Ernest S 4/A D,O,%Owner² 1:7K American Assets Trust, Inc. R R Donnelley … Filer/FA
12/7/11 Lee Dickson V 4/A D,O,%Owner² 1:7K L&L Energy, Inc.
11/22/11 Seitz John N 3 Director² 1:4K Gulf United Energy, Inc. Loev Corp Filings Inc/FA
9/20/11 Drabik David A 3 Director² 1:3K Lannett Co. Inc. DONNELLEY FIN… File16/FA
9/1/11 Cekovich Ronald L 4 Officer² 1:17K Franklin Fin’l Services Corp./PA
9/1/11 Carmack Karen K 4 Officer² 1:17K Franklin Fin’l Services Corp./PA
6/9/11 Endologix Inc./DE 8-K:5 1/19/11 1:22K Donnelley … Solutions/FA
5/13/11 Stueber William P. II 4 10% Owner² 1:28K Safe Technologies Int’l Inc. Issuer Direct/FA
5/9/11‡ Animas Resources Ltd. 6-K 1/19/11 3:41M AB Korelin & Assocs/FA
5/6/11 Apogee Enterprises, Inc. 8-K/A:5,9 1/19/11 2:74K Donnelley … Solutions/FA
5/3/11 Bank of America Corp./DE 4 10% Owner² 1:12K Nuveen Premium Income Muni Fd Inc Kelley Drye & Warren/FA
Merrill Lynch, Pierce, Fenner & Smith Inc.
5/3/11 Apogee Enterprises, Inc. 8-K/A:5,9 1/19/11 2:73K Donnelley … Solutions/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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