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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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12/6/11 Keith Robert F 4 Director² 1:5K Macquarie/First Tr Global Inf… Fd Fitzgerald Marke… LLC/FA
9/2/09 Schaefer David R 4 Officer² 2:4K Southwest Bancorp Inc. DONNELLEY FIN… File16/FA
2/20/09 Felton Larry L 4/A Director² 2:9K Xenith Bankshares, Inc. Ancarrow Susan/FA
8/7/07 Davis Robert D 4® Officer² 1:5K Vist Financial Corp. Vist Financial Corp.
8/14/08 Martin Bruce 4 Director² 1:4K PC Universe Inc. Issuer Section 16/FA
8/7/08 Carter Robert C 4 Director² 1:4K Bar Harbor Bankshares Bar Harbor Bankshares
8/6/08 James Hardie Industries plc 6-K 8/6/07 3:444K Bowne Boc/FA
7/29/08 Cohen Doron 3 Director² 1:3K Cyalume Techs Holdings, Inc. Toppan Merrill/FA
7/29/08 Rebar Thomas G 3 Director² 1:4K Cyalume Techs Holdings, Inc. Toppan Merrill/FA
7/11/08 Herman Michael D 4/A Dir.,%Own.² 1:4K Yuma Energy, Inc.
6/10/08 Sangui Biotech International Inc. 8-K:1,2,5,8 8/6/07 9:212K Chachas Law Gp P.C./FA
6/4/08 Wilson Richard O 4/A Director² 1:4K Flotek Industries Inc./CN Toppan Merrill/FA
5/22/08 Dumas Jerry D Sr. 4/A Officer² 1:12K Flotek Industries Inc./CN Toppan Merrill/FA
4/22/08 Brothman Daniel J. 4 Officer² 1:5K Integrated Healthcare Holdin… Inc Publicease Inc./FA
3/31/08 Logiq, Inc. 8-K:1,9 8/6/07 2:47K Toppan Merrill/FA
3/28/08 Teja Shariff N. 3 Officer² 1:4K Neon Bloom, Inc. Equity Tech Gp Inc./FA
3/18/08 Nissenson Neev 3 Dir.,Off.² 1:5K Neon Bloom, Inc. Equity Tech Gp Inc./FA
3/18/08 Teja Zahir 3 D,O,%Owner² 1:5K Neon Bloom, Inc. Equity Tech Gp Inc./FA
3/14/08 McAlister Ronald Dean 4 Other² 1:4K First Tr Strategic High Incom… II First Trust Ports L.P.
3/13/08 Meuse Joseph J 4/A D,O,%Owner² 1:5K Omega Commercial Finance Corp. Omega Com’l Fin Corp.
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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