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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: /A |
| 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. |
| 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. |
| 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. |
| 10KSB | Annual or Annual-Transition Report by a Small Business — Form 10-KSB. |
| 10-Q | Quarterly Report — Form 10-Q. |
| 10QSB | Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB. |
| NSAR-A | Semi-Annual Report by an Investment Company — Form N-SAR. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |