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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/10/03 Amron Arthur H 3/A Director² 1:3K Sunterra Corp. Wexford Capital LP
9/10/03 Simon Frederick 3/A Director² 1:3K Sunterra Corp. Wexford Capital LP
5/14/03 Daley Clayton C Jr. 4 Officer² 1:10K Procter & Gamble Co.
11/14/02 Turner Edward 3 Officer² 1:7K Packaging Dynamics Corp. Skadden Arps Sla… LLP/FA
11/14/02 Van Antwerp Randy L 3 Officer² 1:7K Packaging Dynamics Corp. Skadden Arps Sla… LLP/FA
11/14/02 Lawrence Jeremy S 3 Officer² 1:7K Packaging Dynamics Corp. Skadden Arps Sla… LLP/FA
10/25/02 Travelers Bank Credit Card Mas… I 8-K:5,7 8/8/02 2:14K Toppan Merrill-FA2/FA
10/17/02 W2007 Grace Acquisition I Inc. 8-K/A:9 8/8/02 2:24K
10/11/02 First Indiana Corp. 8-K/A:5,7 8/8/02 2:26K
9/24/02 Olson Peter W 3 Director² 1:5K Barnesandnoble Com Inc. Bryan Cave Leigh… LLP/FA
9/24/02 Salas Peter E 3/A 10% Owner² 1:6K Riley Exploration Permian, Inc.
9/19/02‡ Intervoice Inc. 8-K:5,7 8/8/02 2:6K RR Donnelley
9/18/02 Monkey Rock Group, Inc. 8-K/A:4,7,8 8/8/02 2:7K Teq 1 Corp.
9/13/02 Salas Peter E 3/A 10% Owner² 1:6K Riley Exploration Permian, Inc.
9/11/02 HSBC Auto Receivables Corp. 8-K:2,7 8/8/02 12:918K Toppan Merrill-FA2/FA
9/10/02 Lambert Edward M 4 Officer² 1:33K Hanover Direct Inc. Donnelley … Solutions/FA
9/10/02 Contino Michael D 4 Officer² 1:33K Hanover Direct Inc. Donnelley … Solutions/FA
9/6/02 Voyager Entertainment Int’l Inc. 8-K/A:4 8/8/02 2:5K SLI/FA
8/30/02 Rachels Gourmet Snacks Inc. 8-K:2,7 8/8/02 5:163K American Fin’l P… Inc/FA
8/28/02 Affiliated Managers Group, Inc. 8-K:9 8/8/02 1:6K Toppan Merrill-FA2/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials — Pre-8/23/04... Item 1: Control; 2: Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7: Financials; 8: FY; 9: Regs. FD & S; 10: Ethics; 11: Suspensions; 12: Results; 13: Notices }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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