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Filed on Monday, 2/13/23
13
FEB


        

7,232  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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 At (ET)             Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 10:14pm Doeren Mayhew Capital Advs, LLC   X-17A-5     9/30/18    1:2K                                     SEC #7                   
 10:00pm  Herzog John E                     4/A        10% Owner²  1:35K  Olb Group, Inc.                   EdgarAgents LLC/FA       
 10:00pm‡ Luxor Capital Group, LP           SC 13G/A               1:174K Pegasystems Inc.                  Kleinberg Kaplan Wo… P C 
  9:59pm‡ Phoenix Venture Partners II LP    SC 13G/A               2:54K  Absci Corp.                       Donnelley … Solutions/FA 
          Phoenix General Partner II LLC³
  9:59pm‡ Select Equity Group, L.P.         SC 13G                 2:79K  Onespaworld Holdings Ltd.         Willkie Farr & Gallagher 
          George S. Loening³
          Seg Partners II, L.P.³
  9:59pm‡ Luxor Capital Group, LP           SC 13G/A               1:149K Beauty Health Co.                 Kleinberg Kaplan Wo… P C 
  9:58pm‡ Li Ka Shing                       SC 13G/A               2:179K Zoom Video Communications, Inc.   Donnelley … Solutions/FA 
          Bonus Goal International Ltd.³
          Bucantini Enterprises Ltd.³
          Insight Advance Ltd.³
          Mayspin Management Ltd.³
          Prime Doyen Ltd.³
          Prime Tech Global Ltd.³
          Star Arrow Ltd.³
  9:58pm‡ Talos Energy Inc.                 8-K:1,2,3,5 2/13/23   19:2M                                     Donnelley … Solutions/FA 
  9:58pm  Stucki Brian                      4          Officer²    1:6K   Qualtrics International Inc.      Solium Capital Inc.      
  9:57pm‡ Luxor Capital Group, LP           SC 13G/A               1:149K Triumph Financial, Inc.           Kleinberg Kaplan Wo… P C 
  9:56pm  Dowdell Robert E                  5          Director²   1:5K   Palomar Holdings, Inc.            Toppan Merrill/FA        
  9:56pm‡ Aytu Biopharma, Inc.              8-K:5       2/13/23   10:186K                                   Toppan Merrill/FA        
  9:55pm  Brightful De’Porres               4          Officer²    1:6K   Qualtrics International Inc.      Solium Capital Inc.      
  9:55pm  Smith Ryan S                      4          Dir.,Off.²  1:7K   Qualtrics International Inc.      Solium Capital Inc.      
  9:55pm  Serafin Zig                       4          Dir.,Off.²  1:6K   Qualtrics International Inc.      Solium Capital Inc.      
  9:55pm  Beckstead Chris                   4          Officer²    1:6K   Qualtrics International Inc.      Solium Capital Inc.      
  9:55pm‡ Vivint Smart Home, Inc.           8-K:8,9     2/13/23   11:8.6M                                   Donnelley … Solutions/FA 
  9:55pm  Bachman Robert W                  4          Officer²    1:6K   Qualtrics International Inc.      Solium Capital Inc.      
  9:54pm  Anderson Brad R.                  4          Officer²    1:6K   Qualtrics International Inc.      Solium Capital Inc.      
  9:53pm‡ Quinstreet, Inc.                  8-K:5       2/13/23   10:184K                                   Davis Polk & … LLP 01/FA 
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  5    Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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