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At (ET)† | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10:14pm‡ Doeren Mayhew Capital Advs, LLC X-17A-5 9/30/18 1:2K SEC #7
10:00pm Herzog John E 4/A 10% Owner² 1:35K Olb Group, Inc. EdgarAgents LLC/FA
10:00pm‡ Luxor Capital Group, LP SC 13G/A 1:174K Pegasystems Inc. Kleinberg Kaplan Wo… P C
9:59pm‡ Phoenix Venture Partners II LP SC 13G/A 2:54K Absci Corp. Donnelley … Solutions/FA
Phoenix General Partner II LLC³
9:59pm‡ Select Equity Group, L.P. SC 13G 2:79K Onespaworld Holdings Ltd. Willkie Farr & Gallagher
George S. Loening³
Seg Partners II, L.P.³
9:59pm‡ Luxor Capital Group, LP SC 13G/A 1:149K Beauty Health Co. Kleinberg Kaplan Wo… P C
9:58pm‡ Li Ka Shing SC 13G/A 2:179K Zoom Video Communications, Inc. Donnelley … Solutions/FA
Bonus Goal International Ltd.³
Bucantini Enterprises Ltd.³
Insight Advance Ltd.³
Mayspin Management Ltd.³
Prime Doyen Ltd.³
Prime Tech Global Ltd.³
Star Arrow Ltd.³
9:58pm‡ Talos Energy Inc. 8-K:1,2,3,5 2/13/23 19:2M Donnelley … Solutions/FA
9:58pm Stucki Brian 4 Officer² 1:6K Qualtrics International Inc. Solium Capital Inc.
9:57pm‡ Luxor Capital Group, LP SC 13G/A 1:149K Triumph Financial, Inc. Kleinberg Kaplan Wo… P C
9:56pm Dowdell Robert E 5 Director² 1:5K Palomar Holdings, Inc. Toppan Merrill/FA
9:56pm‡ Aytu Biopharma, Inc. 8-K:5 2/13/23 10:186K Toppan Merrill/FA
9:55pm Brightful De’Porres 4 Officer² 1:6K Qualtrics International Inc. Solium Capital Inc.
9:55pm Smith Ryan S 4 Dir.,Off.² 1:7K Qualtrics International Inc. Solium Capital Inc.
9:55pm Serafin Zig 4 Dir.,Off.² 1:6K Qualtrics International Inc. Solium Capital Inc.
9:55pm Beckstead Chris 4 Officer² 1:6K Qualtrics International Inc. Solium Capital Inc.
9:55pm‡ Vivint Smart Home, Inc. 8-K:8,9 2/13/23 11:8.6M Donnelley … Solutions/FA
9:55pm Bachman Robert W 4 Officer² 1:6K Qualtrics International Inc. Solium Capital Inc.
9:54pm Anderson Brad R. 4 Officer² 1:6K Qualtrics International Inc. Solium Capital Inc.
9:53pm‡ Quinstreet, Inc. 8-K:5 2/13/23 10:184K Davis Polk & … LLP 01/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 5 | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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