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| At (ET)† | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9:58pm‡ Goldman Sachs Group Inc. 424B2 1:319K ActiveDisclosure/FA
GS Finance Corp.
9:57pm Gray John 5 10% Owner² 1:6K EVmo, Inc. M2 Compliance LLC/FA
9:57pm Wiegand Martha A 4 Officer² 1:5K CONSOL Energy Inc. Donnelley Fin’l S… 06/FA
9:57pm Thakkar Miteshkumar 4 Officer² 1:5K CONSOL Energy Inc. Donnelley Fin’l S… 06/FA
9:57pm Liu John D 4 Other² 1:14K Reservoir Media, Inc. Securex Filings/FA
Essex Equity Holdings, LLC
Richmond Hill Investments, LLC
Taylor Ryan P.
9:56pm Brock James A 4 Dir.,Off.² 1:5K CONSOL Energy Inc. Donnelley Fin’l S… 06/FA
9:56pm Liu John D 4 %Own.,Oth.² 1:16K Reservoir Media, Inc. Securex Filings/FA
Richmond Hill Capital Management, LLC
Richmond Hill Capital Partners, LP
Richmond Hill Investment Co., LP
Taylor Ryan P.
9:56pm Liu John D 3 Other² 1:11K Reservoir Media, Inc. Securex Filings/FA
Essex Equity Holdings, LLC
Richmond Hill Investments, LLC
Taylor Ryan P.
9:55pm‡ River & Mercantile Asset Mgmt LLP SC 13G 1:8K River & Mercantile Asset Mgmt LLP
9:54pm Liu John D 3 Other² 1:13K Reservoir Media, Inc. Securex Filings/FA
Richmond Hill Capital Management, LLC
Richmond Hill Capital Partners, LP
Richmond Hill Investment Co., LP
Taylor Ryan P.
9:54pm‡ Exela Technologies, Inc. S-8 2/16/22 5:226K Toppan Merrill/FA
9:54pm Luu Brendan 4 Officer² 1:7K Enanta Pharmaceuticals Inc. Newsfile Corp./FA
9:54pm‡ Renaissance Inst’l Management LLC X-17A-5 12/31/21 2:772K
9:53pm Pavesio Alessandra 4 Officer² 1:6K Bioventus Inc. Donnelley Fin’l S… 06/FA
9:51pm Kieffer Tara Lynn 4 Officer² 1:7K Enanta Pharmaceuticals Inc. Newsfile Corp./FA
9:51pm Gordon Carl L 4 Director² 1:11K Kinnate Biopharma Inc. Shearman & Sterling LLP
9:51pm‡ Fundrise Income RE Fund, LLC CORRESP¶ 7/12/22 1:15K Pietrzykowski Kris… R/FA
9:50pm‡ JPMorgan Chase & Co. 424B2 1:293K Empire Filings/FA
JPMorgan Chase Financial Co. LLC
9:48pm Gardiner Nathaniel S. 4 Officer² 1:8K Enanta Pharmaceuticals Inc. Newsfile Corp./FA
9:48pm Steelberg Ryan 4 D,O,%Owner² 1:20K Veritone, Inc. Donnelley Fin’l S… 06/FA
| ____________ | | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET.
Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 5 | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }. | | 424B2 | Prospectus – Primary Offering or Shelf Securities. | | CORRESP | Comment-Response or Other Letter to the SEC. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | ¶ | This Filing contains a delayed-release Document. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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