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At (ET)† | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10:00pm‡ Skillz Inc. S-8 8/10/21 5:247K Toppan Merrill/FA
10:00pm Dean Thompson 3 D,O,%Owner² 2:30K OmniAb, Inc. Toppan Merrill/FA
Avista Acquisition GP LLC II
Avista Acquisition LP II
Burgstahler David F
9:59pm White Lale 3 Director² 2:13K OmniAb, Inc. Toppan Merrill/FA
9:59pm Silbert Benjamin 3 Officer² 1:3K OmniAb, Inc. Toppan Merrill/FA
9:59pm‡ Skillz Inc. S-8 POS 8/10/21 3:184K Toppan Merrill/FA
9:59pm Venkataraman Sriram 3 Officer² 2:12K OmniAb, Inc. Toppan Merrill/FA
9:59pm Klitgaard William E 3 Director² 2:12K OmniAb, Inc. Toppan Merrill/FA
9:58pm Heravi Amanda N. 3 Officer² 2:12K OmniAb, Inc. Toppan Merrill/FA
9:57pm Barr Wendel 3 Director² 2:12K OmniAb, Inc. Toppan Merrill/FA
9:57pm‡ Ashford Inc. 8-K:8,9 8/9/21 11:329K
9:57pm BC Partners Holdings Ltd. 3 10% Owner² 1:15K Cyxtera Technologies, Inc. Donnelley Fin’l S… 06/FA
BC Partners Group Holdings Ltd.
BCEC - Cyxtera Technologies Holdings (Guernsey) L.P.
BCEC Management X Ltd.
Medina Capital Fund II - SIS Holdco, LP
SIS Holdings GP LLC
SIS Holdings LP
9:56pm Girardi Robert 3 Officer² 2:12K OmniAb, Inc. Toppan Merrill/FA
9:55pm‡ Gratus Capital LLC 13F-HR 6/30/21 2:96K Adv Consultant Netw… Inc
9:55pm‡ Nuance Investments, LLC 13F-HR 6/30/21 2:32K Adv Consultant Netw… Inc
9:54pm‡ LMCG Investments, LLC 13F-NT 6/30/21 1:4K Adv Consultant Netw… Inc
9:54pm‡ Minot Capital, LP 13F-HR 6/30/21 2:11K Adv Consultant Netw… Inc
9:54pm‡ F3Logic, LLC 13F-HR 6/30/21 2:117K Adv Consultant Netw… Inc
9:54pm Maris William J 4 D,%Own,Oth² 2:13K DA32 Life Science Tech Acq Corp. Donnelley Fin’l S… 06/FA
Section 32 Fund 3, LP
Section 32 GP 3, LLC
9:53pm‡ Lincoln Financial Invs Corp. 13F-NT 6/30/21 1:7K Adv Consultant Netw… Inc
9:53pm McGill Seamus M 4 Director² 1:4K Gan Ltd. M2 Compliance LLC/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. | | 13F-NT | Quarterly Holdings Notice by a Money Manager — Form 13F. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. | | S-8 POS | Post-Effective Amendment of a Form S-8 Registration. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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