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At (ET)† | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10:00pm‡ Biomea Fusion, Inc. 8-K:5 6/16/21 10:144K Donnelley … Solutions/FA
9:58pm‡ Aperture Acquisition Corp. S-1/A 3:419K Toppan Merrill/FA
9:57pm‡ Great Elm Capital Corp. FWP 1:23K Great Elm Capital Corp. Broadridge Fin’l So… Inc
9:54pm Krueger Jill M 4 Director² 1:4K iMedia Brands, Inc. RDG Filings/FA
9:54pm‡ Sunbit, Inc. D 6/17/21 1:8K
9:54pm‡ Phormed Inc. C-AR/A 12/31/20 2:33M StartEngine Capital LLC
9:54pm Letizio Lisa 4 Director² 1:4K iMedia Brands, Inc. RDG Filings/FA
9:52pm Hobbs Landel C 4 Director² 1:4K iMedia Brands, Inc. RDG Filings/FA
9:51pm Porter Darryl C. 4 Director² 1:4K iMedia Brands, Inc. RDG Filings/FA
9:50pm‡ Trade Desk, Inc. 8-K:1,2,9 6/15/21 11:1.5M ActiveDisclosure/FA
9:50pm Shapiro George Craig 4 Dir.,Off.² 1:7K Organicell Regenerative Medi… Inc GlobalOne Filings Inc/FA
9:49pm Reitkopf Aaron 4 Director² 1:4K iMedia Brands, Inc. RDG Filings/FA
9:49pm McCarthy Sean A. 4 Dir.,Off.² 1:8K CytomX Therapeutics, Inc. Broadridge Fin’l… Inc/FA
9:48pm Mitrani Maria Ines 4 Officer² 1:7K Organicell Regenerative Medi… Inc GlobalOne Filings Inc/FA
9:47pm Love Colin 4 Officer² 1:6K Replimune Group, Inc. Toppan Merrill/FA
9:47pm Bothwell Ian T 4 D,O,%Owner² 1:7K Organicell Regenerative Medi… Inc GlobalOne Filings Inc/FA
9:46pm‡ Barclays Bank plc 424B2 1:560K Rahman Ahmad/FA
9:44pm Mitrani Albert 4 D,O,%Owner² 1:9K Organicell Regenerative Medi… Inc GlobalOne Filings Inc/FA
9:43pm Bielak Benjamin 3 Officer² 1:5K iSpecimen Inc. Toppan Merrill/FA
9:42pm Curley Tracy 3 Officer² 1:3K iSpecimen Inc. Toppan Merrill/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 424B2 | Prospectus – Primary Offering or Shelf Securities. | | C-AR | Annual Report — Form C-AR. | | D | Notice of an Exempt Offering of Securities — Form D. | | FWP | Prospectus – Free Writing. | | S-1 | Registration Statement (General Form) — Form S-1. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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