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Filed on Friday, 9/13/13
13
SEP


        

2,082  Filings
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 ·  Click on a Filing/Form Type¹
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 ·  List the Documents
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& Exhibits
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within them


        
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 At (ET)             Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9:56pm  Zouk Ventures Ltd.                3/A        Director²   3:17K  Lighting Science Group Corp.      R R Donnelley … Filer/FA 
          Cleantech Europe II (A) LP
          Cleantech Europe II (B) LP
          Cleantech GP II Ltd.
          Cleantech II General Partner L.P.
          Zouk Capital LLP
  9:52pm Korn Ferry                        DEFA14A     9/16/13    1:73K                                    Donnelley … Solutions/FA 
  9:51pm‡ Turo Inc.                         D           9/16/13    1:11K                                                             
  9:48pm‡ OI SA - In Judici… Reorganization 6-K         9/13/13    1:74K                                    Donnelley … Solutions/FA 
  9:43pm  Sternlicht Barry S                4          Director²   1:4K   RH                                DONNELLEY FIN… File16/FA 
  9:41pm‡ MMM Real Estate Holdings LLC      D/A         9/16/13    1:6K                                                              
  9:31pm  Pruzanski Mark                    4          Dir.,Off.²  1:15K  Intercept Pharmaceuticals, Inc.   Toppan Merrill/FA        
  9:30pm‡ Dthera Sciences                   S-1         9/13/13    7:7.3M                                   Discount Edgar/FA        
  9:30pm‡ Turo Inc.                         D/A         9/16/13    1:11K                                                             
  9:13pm  Mottola Thomas D                  4          Director²   1:4K   RH                                DONNELLEY FIN… File16/FA 
  9:07pm‡ MyWellnessGuard, Inc.             D           9/16/13    1:6K                                                              
  9:07pm  Demilio Mark S                    4          Director²   1:4K   RH                                DONNELLEY FIN… File16/FA 
  9:04pm‡ Travere Therapeutics, Inc.        DRS/A11/15/13    2:2.2M                                   E-Data Systems, Inc./FA  
  9:04pm‡ Mobetize, Corp.                   8-K:2,3,5,9 7/15/13   11:35M                                    OTC Filings Inc./FA      
  8:51pm‡ Writ Media Group, Inc.            8-K:1,7,9   9/13/13    4:17M                                    Discount Edgar/FA        
  8:48pm  Dewald Maurice J                  4          Director²   1:6K   EMI Holding, Inc.                 Quality EDGAR So… LLC/FA 
  8:47pm  Farrell Stephen C                 4          Director²   1:8K   Lineage Cell Therapeutics, Inc.   DONNELLEY FIN… File16/FA 
  8:38pm‡ Astex Pharmaceuticals, Inc.       SC 14D9/A   9/13/13    1:72K  Astex Pharmaceuticals, Inc.       Toppan Merrill/FA        
  8:35pm‡ ArrowMark Financial Corp.         CORRESP1/13/14    1:18K                                    Donnelley … Solutions/FA 
  8:31pm‡ ArrowMark Financial Corp.         N-2/A       9/13/13   16:2.3M                                   Donnelley … Solutions/FA 
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  6-K    Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  CORRESP    Comment-Response or Other Letter to the SEC.
  D    Notice of an Exempt Offering of Securities — Form D.
  DEFA14A    Definitive Additional Proxy Soliciting Material — Schedule 14A.
  DRS    Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS.
  N-2    Registration Statement by a Closed-End Investment Company — Form N-2.
  S-1    Registration Statement (General Form) — Form S-1.
  SC 14D9    Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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