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At (ET)† | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9:59pm‡ Summer Infant, Inc. 8-K:1,5 3/24/09 1:24K Toppan Merrill/FA
9:57pm‡ Armco Metals Holdings, Inc. 8-K:2,9 3/26/09 2:37K China Direct Invs, Inc.
9:56pm Shapiro Jordan 4 D,O,%Owner² 1:7K Chuma Holdings, Inc.
9:55pm‡ Western Asset Muni Defined O… Inc N-2MEF 3/26/09 4:186K Toppan Merrill/FA
9:53pm‡ Craft Brew Alliance, Inc. 10-K 12/31/08 10:1.1M RR Donnelley
9:49pm Care Capital II LLC 4 10% Owner² 1:6K Acura Pharmaceuticals, Inc. DONNELLEY FIN… File16/FA
9:47pm‡ Anadarko Petroleum Corp. DEF 14A 5/19/09 1:1.9M RR Donnelley
9:46pm‡ Pharmaxis Ltd. CORRESP¶ 8/31/09 1:66K Bowne - BPC/FA
9:44pm Gopal Christopher 4 Officer² 1:5K Applied Solar, Inc. Publicease Inc./FA
9:44pm‡ Turner Valley Oil & Gas Inc. 10-K/A 12/31/07 4:1.2M Broadridge Fin’l So… Inc
9:43pm‡ Arc Resources Ltd. 6-K 3/26/09 2:26K CNW Group Ltd./FA
9:43pm‡ ARYx Therapeutics, Inc. 10-K 12/31/08 12:1.8M Toppan Merrill-FA
9:43pm Field David J 4 Dir.,Off.² 1:5K Applied Solar, Inc. Publicease Inc./FA
9:42pm Shields Aidan H 4 Officer² 1:5K Applied Solar, Inc. Publicease Inc./FA
9:41pm Sprinkle Dalton W 4 Officer² 1:5K Applied Solar, Inc. Publicease Inc./FA
9:36pm Ayasli Yalcin 4 10% Owner² 1:6K Hittite Microwave Corp. Section16 Direct/FA
9:36pm Ayasli Children LLC 4 10% Owner² 1:4K Hittite Microwave Corp. Section16 Direct/FA
9:35pm Melnikov Vitaly 4 Dir.,Off.² 1:7K Chuma Holdings, Inc.
9:35pm‡ Gene Biotherapeutics, Inc. 8-K:8,9 3/26/09 2:82K Donnelley … Solutions/FA
9:28pm‡ Cit Group Inc. CORRESP¶ 5/29/09 1:5K Doremus Fin… Printing/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | CORRESP | Comment-Response or Other Letter to the SEC. | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | N-2MEF | Registration Statement to Add Securities to a Prior Form N-2 Registration. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ¶ | This Filing contains a delayed-release Document. | | F | This Filing was Deleted by the SEC, but not by SEC Info℠. See our Deletion Policy. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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