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Peter Davidson” (as Signatory)
for/with TCW ETF Trust (as Filer)


        

6  Filings
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 ·  Click on a Filing/Form Type¹
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 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  5/6/24  TCW ETF Trust                     497J         5/6/24    1:7K                                     Empire Filings/FA        TCW Artificial Intelligence ETFTCW Compounders ETF
 4/22/24  TCW ETF Trust                     N-14                   5:1.5M                                   Empire Filings/FA        Metropolitan West Flexible Income FundTCW Flexible Income ETF
 3/20/24  TCW ETF Trust                     40-APP                 1:223K                                   Empire Filings/FA        
          Metropolitan West Asset Management, LLC
          Metropolitan West Funds
          TCW Funds Inc.
          TCW Investment Management Co. LLC
  3/5/24  TCW ETF Trust                     497J         3/5/24    1:7K                                     Empire Filings/FA        TCW Transform 500 ETFTCW Transform Supply Chain ETFTCW Transform Systems ETF
 2/21/24  TCW ETF Trust                     485BPOS     2/21/24    3:4.8M                                   Empire Filings/FA        TCW Artificial Intelligence ETFTCW Compounders ETF
 1/17/24  TCW ETF Trust                     N-14                   5:3M                                     Empire Filings/FA        TCW Artificial Intelligence Equity FundTCW Artificial Intelligence ETFTCW Compounders ETFTCW New America Premier Equities Fund
____________
 ¹  Filing/Form Types: 
Type emoji
-A
  40-APP    Application for an Exemption Order or Other Relief by an Investment Company.
  485BPOS    Post-Effective Amendment of a Form N-1 or N-1A Registration.
  497J    Certification of No Change in Definitive Material.
  N-14    Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-14.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.

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