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“James M. Dykas” (as Signatory)
for/with First Trust Exchange-Traded Fund III (as Filer)


        

48  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  4/8/24  First Trust ETF III               N-CSRS      1/31/24    3:9.4M                                   Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Merger Arbitrage ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
 2/28/24  First Trust ETF III               485BPOS      3/1/24   24:17M                                    Fitzgerald Marke… LLC/FA 
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
  1/8/24  First Trust ETF III               N-CSR      10/31/23    4:10M                                    Fitzgerald Marke… LLC/FA 
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
11/28/23  First Trust ETF III               485BPOS     12/1/23   25:16M                                    Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
11/16/23  First Trust ETF III               485BPOS    11/17/23   15:2.3M                                   Fitzgerald Marke… LLC/FA 
          → First Trust Merger Arbitrage ETF
 10/6/23  First Trust ETF III               N-CSR       7/31/23    4:8.8M                                   Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Merger Arbitrage ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
 8/21/23  First Trust ETF III               N-PX        6/30/23    1:1.4M                                   Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Merger Arbitrage ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
 7/10/23  First Trust ETF III               N-CSRS      4/30/23    3:9.6M                                   Fitzgerald Marke… LLC/FA 
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
  4/6/23  First Trust ETF III               N-CSRS      1/31/23    3:8.3M                                   Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Merger Arbitrage ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
 2/28/23  First Trust ETF III               485BPOS      3/1/23   22:12M                                    Fitzgerald Marke… LLC/FA 
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
  1/6/23  First Trust ETF III               N-CSR      10/31/22    4:10M                                    Fitzgerald Marke… LLC/FA 
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
11/28/22  First Trust ETF III               485BPOS     12/1/22   23:13M                                    Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Merger Arbitrage ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
10/11/22  First Trust ETF III               N-CSR       7/31/22    4:9.1M                                   Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Merger Arbitrage ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
  8/8/22  First Trust ETF III               N-PX        6/30/22    1:1.4M                                   Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Merger Arbitrage ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Asia Pacific ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
 7/11/22‡ First Trust ETF III               N-CSRS      4/30/22    3:10M                                    Fitzgerald Marke… LLC/FA 
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
  4/5/22  First Trust ETF III               N-CSRS      1/31/22    3:8.5M                                   Fitzgerald Marke… LLC/FA 
          → First Trust California Municipal High Income ETF
          → First Trust Horizon Managed Volatility Developed International ETF
          → First Trust Horizon Managed Volatility Domestic ETF
          → First Trust Horizon Managed Volatility Small/Mid ETF
          → First Trust Merger Arbitrage ETF
          → First Trust Municipal High Income ETF
          → First Trust New York Municipal High Income ETF
          → First Trust Short Duration Managed Municipal ETF
          → First Trust Ultra Short Duration Municipal ETF
 3/18/22  First Trust ETF III               N-CSR/A    10/31/21    3:1.7M                                   Fitzgerald Marke… LLC/FA 
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
 2/28/22  First Trust ETF III               485BPOS      3/1/22   24:12M                                    Fitzgerald Marke… LLC/FA 
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
 1/25/22  First Trust ETF III               485BPOS     1/25/22    3:157K                                   Fitzgerald Marke… LLC/FA 
          → First Trust RiverFront Dynamic Developed International ETF
 1/10/22  First Trust ETF III               N-CSR      10/31/21    4:10M                                    Fitzgerald Marke… LLC/FA 
          → First Trust Emerging Markets Local Currency Bond ETF
          → First Trust Institutional Preferred Securities & Income ETF
          → First Trust Long/Short Equity ETF
          → First Trust Managed Municipal ETF
          → First Trust Preferred Securities & Income ETF
          → First Trust RiverFront Dynamic Developed International ETF
          → First Trust RiverFront Dynamic Emerging Markets ETF
          → First Trust RiverFront Dynamic Europe ETF
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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 ET.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
/A
  485BPOS    Post-Effective Amendment of a Form N-1 or N-1A Registration.
  N-CSR    Annual Certified Shareholder Report by an Investment Company — Form N-CSR.
  N-CSRS    Semi-Annual Certified Shareholder Report by an Investment Company — Form N-CSR.
  N-PX    Annual Proxy Voting Report by an Investment Company — Form N-PX.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 →  Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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