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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/8/20 YA II PN, Ltd. SC 13G/A 2:316K Attis Industries Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
1/11/19‡ YA II PN, Ltd. SC 13G/A 2:204K Attis Industries Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
8/10/18 YA II PN, Ltd. SC 13G 2:228K Attis Industries Inc. Toppan Merrill/FA
D-Beta One Blocker Eq, Ltd.³
D-Beta One Eq, Ltd.³
D-Beta One GP, LLC³
D-Beta One Growth & Opportunity Fund Offshore, LP³
Delta Beta Advisors, LLC³
Delta Beta Advisors, LP³
Matthew Beckman³
Ya Global Investments II (U.S.), LP³
Yaii GP, LP³
Yorkville Advisors Global II, LLC³
Yorkville Advisors Global, LP³
Yorkville Advisors GP, LLC³
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Type: | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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