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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/26/13 Trian Fund Management, L.P. SC 13D/A 1:240K Family Dollar Stores Inc.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP LLC³
Trian Fund Management L.P.³
Trian Partners (Erisa) General Partner LLC³
Trian Partners (Erisa) GP L.P.³
Trian Partners General Partner LLC³
Trian Partners GP L.P.³
Trian Partners L.P.³
Trian Partners Master Fund (Erisa) L.P.³
Trian Partners Master Fund L.P.³
Trian Partners Parallel Fund I General Partner LLC³
Trian Partners Parallel Fund I L.P.³
Trian Partners Strategic Investment Fund General Partner LL³
Trian Partners Strategic Investment Fund GP L.P.³
Trian Partners Strategic Investment Fund L.P.³
3/14/11 Trian Fund Management, L.P. SC 13D/A 2:548K Family Dollar Stores Inc.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners (Erisa) General Partner, LLC³
Trian Partners (Erisa) GP, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund (Erisa), L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Strategic Investment Fund General Partner, LL³
Trian Partners Strategic Investment Fund GP, L.P.³
Trian Partners Strategic Investment Fund, L.P.³
Trian Partners, L.P.³
2/2/11 Trian Fund Management, L.P. SC 13D/A 1:252K Wendy’s Co.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners, L.P.³
1/20/11 Trian Fund Management, L.P. SC 13D/A 1:303K Tiffany & Co.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners. L.P.³
9/22/10‡ Trian Fund Management, L.P. SC 13D/A 9/21/10 1:298K Tiffany & Co.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners. L.P.³
7/28/10 Trian Fund Management, L.P. SC 13D 1:398K Family Dollar Stores Inc.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Strategic Investment Fund General Partner, L³
Trian Partners Strategic Investment Fund GP, L.P.³
Trian Partners Strategic Investment Fund, L.P.³
Trian Partners, L.P.³
6/10/10 Trian Fund Management, L.P. SC 13D/A 1:248K Wendy’s Co.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners, L.P.³
6/7/10 Trian Fund Management, L.P. SC 13D/A 1:253K Legg Mason, Inc.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners, L.P.³
Trian SPV (Sub) V, L.P.³
3/9/10 Trian Fund Management, L.P. SC 13D/A 1:248K Wendy’s Co.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners, L.P.³
1/13/10 Trian Fund Management, L.P. SC 13D/A 1:353K Keurig Dr Pepper Inc.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners, L.P.³
Trian SPV (Sub) II, L.P.³
Trian SPV (Sub) IV, L.P.³
12/28/09 Trian Fund Management, L.P. SC 13D 4:689K Legg Mason, Inc.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners, L.P.³
Trian SPV (Sub) V, L.P.³
6/26/09‡ Trian Fund Management, L.P. SC 13D/A 6/25/09 1:369K Keurig Dr Pepper Inc.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management, GP, LLC³
Trian Fund Management, L.P.³
Trian Partner Parallel Fund II, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners, L.P.³
Trian SPV (Sub) II, L.P.³
Trian SPV (Sub) IV, L.P.³
4/1/09 Trian Fund Management, L.P. SC 13D/A 1:330K Wendy’s Co.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners Parallel Fund II, L.P.³
Trian Partners, L.P.³
3/27/09 Trian Fund Management, L.P. SC 13D/A 2:365K Tiffany & Co.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners Parallel Fund II, L.P.³
Trian Partners. L.P.³
12/19/08‡ Trian Fund Management, L.P. SC 13D 12/18/08 1:483K Keurig Dr Pepper Inc.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management, GP, LLC³
Trian Fund Management, L.P.³
Trian Partner Parallel Fund II, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners, L.P.³
Trian SPV (Sub) II, L.P.³
Trian SPV (Sub) IV, L.P.³
12/11/08 Trian Partners Master Fund, L.P. SC TO-T/A 2:347K Wendy’s Co. Trian Fund Mgmt, L.P.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners Parallel Fund II, L.P.³
Trian Partners, L.P.³
12/8/08 Trian Partners Master Fund, L.P. SC TO-T/A 2:64K Wendy’s Co. Cadwalader Wickersh… LLP
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners Parallel Fund II, L.P.³
Trian Partners, L.P.³
12/8/08 Trian Partners Master Fund, L.P. SC TO-T/A 2:64K Wendys International Inc. Cadwalader Wickersh… LLP
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners Parallel Fund II, L.P.³
Trian Partners, L.P.³
10/15/08‡ Trian Fund Management, L.P. SC 13D/A 10/14/08 1:378K Trian Acquisition I Corp.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Acquisition I, LLC³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners Parallel Fund II, L.P.³
Trian Partners, L.P.³
10/9/08 Trian Acquisition I Corp. SC 13D 1:436K Trian Acquisition I Corp. Trian Fund Mgmt, L.P.
Edward P. Garden³
Nelson Peltz³
Peter W. May³
Trian Acquisition I, LLC³
Trian Fund Management GP, LLC³
Trian Fund Management, L.P.³
Trian Partners General Partner, LLC³
Trian Partners GP, L.P.³
Trian Partners Master Fund, L.P.³
Trian Partners Parallel Fund I General Partner, LLC³
Trian Partners Parallel Fund I, L.P.³
Trian Partners Parallel Fund II General Partner, LLC³
Trian Partners Parallel Fund II GP, L.P.³
Trian Partners Parallel Fund II, L.P.³
Trian Partners, L.P.³
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: -K | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC TO-T | Tender-Offer Statement by a Third Party — Schedule TO. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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