SEC Info - “ John D. Thornton ” (as Group Member) with “ AV Partners IX, L.P. ” (as Group Member) - Filings

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“John D. Thornton” (as Group Member)
with “AV Partners IX, L.P.” (as Group Member)

5 Filings
· Click on a Filing/Form Type¹
/A to view it · List the Documents
& Exhibits
within them


`As Of`	`Filer`	`Filing¹`	`For·On·As`	`Docs:Size`	`Issuer`	`Filing Agent`

 1/30/17  Austin Ventures IX LP             SC 13D/A               3:147K Upland Software, Inc.             Toppan Merrill/FA        
          Austin Ventures X, L.P.³
          Av Partners IX, L.L.C.³
          AV Partners IX, L.P.³
          Av Partners X, L.L.C.³
          AV Partners X, L.P.³
          Christopher A. Pacitti³
          John D. Thornton³
          Joseph C. Aragona³
          Kenneth P. DeAngelis³
          Philip S. Siegel³
 2/12/16‡ Austin Ventures IX LP             SC 13G/A               1:154K RetailMeNot, Inc.                 Toppan Merrill/FA        
          Austin Ventures X, L.P.³
          Av Partners IX, L.L.C.³
          AV Partners IX, L.P.³
          Av Partners X, L.L.C.³
          AV Partners X, L.P.³
          Christopher A. Pacitti³
          John D. Thornton³
          Joseph C. Aragona³
          Kenneth P. DeAngelis³
          Philip S. Siegel³
 2/13/15  Austin Ventures IX LP             SC 13G/A               1:140K RetailMeNot, Inc.                 Toppan Merrill/FA        
          Austin Ventures X, L.P.³
          Av Partners IX, L.L.C.³
          AV Partners IX, L.P.³
          Av Partners X, L.L.C.³
          AV Partners X, L.P.³
          C. Thomas Ball³
          Christopher A. Pacitti³
          John D. Thornton³
          Joseph C. Aragona³
          Kenneth P. DeAngelis³
          Philip S. Siegel³
11/14/14  Austin Ventures IX LP             SC 13D                 3:159K Upland Software, Inc.             Toppan Merrill/FA        
          Austin Ventures X, L.P.³
          Av Partners IX, L.L.C.³
          AV Partners IX, L.P.³
          Av Partners X, L.L.C.³
          AV Partners X, L.P.³
          Christopher A. Pacitti³
          John D. Thornton³
          Joseph C. Aragona³
          Kenneth P. DeAngelis³
          Philip S. Siegel³
 2/13/14  Austin Ventures IX LP             SC 13G                 1:247K RetailMeNot, Inc.                 Toppan Merrill/FA        
          Austin Ventures X, L.P.³
          Av Partners IX, L.L.C.³
          AV Partners IX, L.P.³
          Av Partners X, L.L.C.³
          AV Partners X, L.P.³
          C. Thomas Ball³
          Christopher A. Pacitti³
          John D. Thornton³
          Joseph C. Aragona³
          Kenneth P. DeAngelis³
          Philip S. Siegel³

____________

‡

A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm

ET. The legal “Filed As Of” date may be the next, or another, day.

Filing/Form Types:

SC 13D

Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.

SC 13G

Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.

Amendment to, or Amended version of, a previous Filing of this Type.

Group Member: A Registrant or non-Registrant party to this Filing made by a Group.

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“John D. Thornton” (as Group Member)with “AV Partners IX, L.P.” (as Group Member)

5 Filings · Click on a Filing/Form Type¹ /A to view it · List the Documents & Exhibits within them

“John D. Thornton” (as Group Member)
with “AV Partners IX, L.P.” (as Group Member)

5 Filings
· Click on a Filing/Form Type¹
/A to view it · List the Documents
& Exhibits
within them