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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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12/3/15 Clinton Group Inc. SC 13D/A 1:141K Pacific Mercantile Bancorp Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Magnolia Master Fund Ltd.³
Clinton Special Opportunities Master Fund Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
10/1/15 Clinton Group Inc. SC 13D/A 1:149K Pacific Mercantile Bancorp Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
9/17/15 Clinton Group Inc. SC 13D/A 1:84K Limestone Bancorp, Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Magnolia Master Fund, Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
11/17/14 Clinton Group Inc. SC 13D/A 2:95K Limestone Bancorp, Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Magnolia Master Fund, Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
11/7/14 Clinton Group Inc. SC 13D/A 1:167K Pacific Mercantile Bancorp Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Relational Opportunity Master Fund, L.P.³
Clinton Relational Opportunity, LLC³
George Hall³
Sbav GP LLC³
Sbav LP³
5/19/14 Clinton Group Inc. SC 13D/A 1:106K Limestone Bancorp, Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Magnolia Master Fund, Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
12/13/13 Clinton Group Inc. SC 13D/A 1:97K Community Financial Shares Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Special Opportunities Master Fund Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
10/7/13 Clinton Group Inc. SC 13D/A 1:82K Community Financial Shares Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Magnolia Master Fund, Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
10/2/13 Clinton Group Inc. SC 13D/A 1:90K Community Financial Shares Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Magnolia Master Fund, Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
7/19/13 Clinton Group Inc. SC 13D/A 1:119K Community Financial Shares Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Magnolia Master Fund, Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
4/1/13 Clinton Group Inc. SC 13D/A 1:64K Community Financial Shares Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
3/26/13 Clinton Group Inc. SC 13D/A 1:84K Community Financial Shares Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
3/22/13‡ Clinton Group Inc. SC 13D/A 3/21/13 1:110K Pacific Mercantile Bancorp Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
Clinton Magnolia Master Fund, Ltd.³
George Hall³
Sbav GP LLC³
Sbav LP³
12/31/12‡ Clinton Group Inc. SC 13D 12/28/12 2:170K Community Financial Shares Inc. Schulte Roth & Z… LLP/FA
Clinton Group Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
11/29/11 Clinton Group Inc. SC 13D/A 3:198K Limestone Bancorp, Inc. Schulte Roth & Z… LLP/FA
Clinton Group Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
10/26/11 Clinton Group Inc. SC 13D/A 2:174K Limestone Bancorp, Inc. Schulte Roth & Z… LLP/FA
Clinton Group Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
10/24/11 Clinton Group Inc. SC 13D/A 3:145K Limestone Bancorp, Inc. Schulte Roth & Z… LLP/FA
Clinton Group Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
9/2/11 Clinton Group Inc. SC 13D 1:172K Pacific Mercantile Bancorp Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
8/5/11 Clinton Group Inc. SC 13D/A 3:169K Limestone Bancorp, Inc. Schulte Roth & Z… LLP/FA
Clinton Group, Inc.³
George Hall³
Sbav GP LLC³
Sbav LP³
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Type: | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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