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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10/13/21 B. Riley Financial, Inc. SC 13D/A 3:220K Arena Group Holdings, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Principal Investments, LLC³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
BRF Investments, LLC³
Bryant R. Riley³
9/3/21 B. Riley Financial, Inc. SC 13D/A 1:120K Sonim Technologies Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Principal Investments, LLC³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
8/31/21 B. Riley Financial, Inc. SC 13D/A 1:265K Eos Energy Enterprises, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Principal Investments, LLC³
B. Riley Principal Sponsor Co. II, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, L.P.³
BRF Investments, LLC³
Bryant R. Riley³
8/30/21 B. Riley Financial, Inc. SC 13D/A 1:132K Tile Shop Holdings, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
8/27/21 B. Riley Financial, Inc. SC 13D/A 1:123K Sonim Technologies Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Principal Investments, LLC³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
7/6/21 B. Riley Financial, Inc. SC 13D 2:152K Synchronoss Technologies Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, L.P.³
Bryant R. Riley³
4/28/21 B. Riley Financial, Inc. SC 13D/A 1:154K Quantum Corp./DE EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, L.P.³
Bryant R. Riley³
3/23/21 B. Riley Financial, Inc. SC 13D/A 1:141K Alta Equipment Group Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Principal Investments, LLC³
B. Riley Principal Sponsor Co., LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, L.P.³
Bryant R. Riley³
3/16/21‡ B. Riley Financial, Inc. SC 13D/A 3/15/21 1:132K Sonim Technologies Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Principal Investments, LLC³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
3/11/21 B Riley Principal Sponsor Co, LLC SC 13D/A 2:158K Alta Equipment Group Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Financial, Inc.³
B. Riley Principal Investments, LLC.³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC.³
BRC Partners Opportunity Fund, L.P.³
Bryant R. Riley³
3/4/21 B. Riley Financial, Inc. SC 13D/A 1:220K Tile Shop Holdings, Inc. EdgarAgents LLC/FA
272 Capital LP³
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
Wes Cummins³
2/8/21 B. Riley Financial, Inc. SC 13D/A 2:183K Quantum Corp./DE EdgarAgents LLC/FA
B. Riley Securities, Inc.³
B.Riley Capital Management, LLC³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, L.P.³
Bryant R. Riley³
2/1/21 B. Riley Financial, Inc. SC 13D/A 4:210K Tile Shop Holdings, Inc. EdgarAgents LLC/FA
272 Capital LP³
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
Wes Cummins³
1/7/21 B. Riley Financial, Inc. SC 13D/A 6:339K Arena Group Holdings, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Principal Investments, LLC³
BR Dialectic Capital Management, LLC³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
BRF Finance Co., LLC³
Bryant R. Riley³
Dialectic Antithesis Partners, LP³
12/2/20 B. Riley Financial, Inc. SC 13D/A 2:310K Eos Energy Enterprises, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Principal Investments, LLC³
B. Riley Principal Sponsor Co. II, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, L.P.³
Bryant R. Riley³
11/18/20‡ B. Riley Financial, Inc. SC 13D/A 1:160K Tile Shop Holdings, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
10/15/20‡ B. Riley Financial, Inc. SC 13D/A 10/14/20 1:163K Tile Shop Holdings, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
9/17/20 B. Riley Financial, Inc. SC 13D/A 1:165K Tile Shop Holdings, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
9/10/20 B. Riley Financial, Inc. SC 13D 2:177K Tile Shop Holdings, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley Securities, Inc.³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
7/2/20 B. Riley Financial, Inc. SC 13D/A 1:187K Franchise Group, Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley FBR, Inc.³
BR Dialectic Capital Management, LLC³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
Dialectic Antithesis Partners, LP³
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Type: | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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