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Abax Nai Xin A Ltd.” (as Group Member)
with “Abax Claremont Ltd.” (as Group Member)


        

16  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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  6/6/13  Abax Lotus Ltd.                   SC 13D/A               2:349K China Natural Gas, Inc.           Weil Gotshal & Ma… 04/FA 
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Xiang Dong Yang³
 11/3/11  Yang Tianfu                       SC 13D/A               1:566K Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Broad Globe Investments Ltd.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
 11/3/11  Harbin Electric, Inc.             SC 13E3/A              1:232K Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Broad Globe Investments Ltd.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Acquisition, Inc.³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianfu Yang³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
10/11/11  Harbin Electric, Inc.             SC 13E3/A              1:353K Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Broad Globe Investments Ltd.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Acquisition, Inc.³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianfu Yang³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
 9/29/11  Harbin Electric, Inc.             SC 13E3/A              2:14M  Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Broad Globe Investments Ltd.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Acquisition, Inc.³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianfu Yang³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
 9/13/11  Harbin Electric, Inc.             SC 13E3/A              3:25M  Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Broad Globe Investments Ltd.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Acquisition, Inc.³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianfu Yang³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
 8/29/11  Harbin Electric, Inc.             SC 13E3/A              1:346K Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Broad Globe Investments Ltd.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Acquisition, Inc.³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianfu Yang³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
 8/15/11 Harbin Electric, Inc.             SC 13E3/A   8/12/11    7:14M  Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Broad Globe Investments Ltd.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Acquisition, Inc.³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianfu Yang³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
 7/13/11  Harbin Electric, Inc.             SC 13E3                3:7.7M Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Broad Globe Investments Ltd.³
          Harbin Electric, Inc.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Acquisition, Inc.³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianfu Yang³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
 6/20/11  Yang Tianfu                       SC 13D                 9:2.5M Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Emerald Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Acme Winner Group Ltd.³
          Agc Asia 5 Ltd.³
          Braod Globe Investments Ltd.³
          Hero Wave Investments Ltd.³
          Lanxiang Gao³
          Prosper Expand Ltd.³
          Sea Giant Investments Ltd.³
          Suofei Xu³
          Tech Full Electric Co. Ltd.³
          Tianfu Investments Ltd.³
          Tianfu Yang³
          Tianli Yang³
          Victory Lake Investments Ltd.³
          Xiang Dong Yang³
          Zedong Xu³
 6/10/11  Yang Tianfu                       SC 13D/A               1:261K Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Hero Wave Investments Ltd.³
          Tech Full Electric Co. Ltd.³
          Xiang Dong Yang³
  6/9/11  Yang Tianfu                       SC 13D/A               3:1.1M Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Hero Wave Investments Ltd.³
          Tech Full Electric Co. Ltd.³
          Xiang Dong Yang³
  5/2/11  Abax Lotus Ltd.                   SC 13D                 2:342K Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Hero Wave Investments Ltd.³
          Tech Full Electric Co. Ltd.³
          Xiang Dong Yang³
  5/2/11  Yang Tianfu                       SC 13D                 2:342K Harbin Electric, Inc.             Toppan Merrill/FA        
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Lotus Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Hero Wave Investments Ltd.³
          Tech Full Electric Co. Ltd.³
          Xiang Dong Yang³
 1/10/11  Abax Lotus Ltd.                   SC 13D                 3:319K Harbin Electric, Inc.             Weil Gotshal & Ma… 04/FA 
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Jade Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Agc Asia 3 Ltd.³
          Xiang Dong Yang³
 12/9/10  Abax Lotus Ltd.                   SC 13G                 2:272K Harbin Electric, Inc.             Weil Gotshal & Ma… 04/FA 
          Abax Arhat Fund³
          Abax Claremont Ltd.³
          Abax Global Capital³
          Abax Global Capital (Hong Kong) Ltd.³
          Abax Global Opportunities Fund³
          Abax Jade Ltd.³
          Abax Nai Xin A Ltd.³
          Abax Upland Fund LLC³
          Agc Asia 3 Ltd.³
          Xiang Dong Yang³
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  SC 13E3    Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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