 |
|---|
| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
|---|
|
|---|
9/24/13 Yang Xiang Dong SC 13D/A 2:248K Yongye International, Inc. Weil Gotshal & Ma… 04/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Xiang Dong Yang³
6/6/13 Abax Lotus Ltd. SC 13D/A 2:349K China Natural Gas, Inc. Weil Gotshal & Ma… 04/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Nai Xin A Ltd.³
Abax Upland Fund LLC³
Xiang Dong Yang³
5/16/13 Yang Xiang Dong SC 13D/A 2:236K Yongye International, Inc. Weil Gotshal & Ma… 04/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Xiang Dong Yang³
4/16/13 Yang Xiang Dong SC 13D/A 2:257K Yongye International, Inc. Weil Gotshal & Ma… 04/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Xiang Dong Yang³
4/1/13 Yang Xiang Dong SC 13D/A 2:296K Yongye International, Inc. Weil Gotshal & Ma… 04/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Xiang Dong Yang³
12/31/12 Yang Xiang Dong SC 13D/A 3:345K Yongye International, Inc. Weil Gotshal & Ma… 04/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Xiang Dong Yang³
12/27/12 Fushi Copperweld, Inc. SC 13E3/A 1:88K Fushi Copperweld, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Agc Asia 6 Ltd.³
Agc China Ltd.³
Green Dynasty Acquisition, Inc.³
Green Dynasty Holdings Ltd.³
Green Dynasty Ltd.³
Li Fu³
Wise Sun Investments Ltd.³
Xiang Dong Yang³
Xin Liu³
Yuyan Zhang³
12/27/12 Fu Li SC 13D/A 1:223K Fushi Copperweld, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund, LLC³
Agc Asia 6 Ltd.³
Agc China Ltd.³
Wise Sun Investments Ltd.³
Xiang Dong Yang³
Xin Liu³
Yuyan Zhang³
11/29/12 Fushi Copperweld, Inc. SC 13E3/A 2:21M Fushi Copperweld, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Agc Asia 6 Ltd.³
Agc China Ltd.³
Green Dynasty Acquisition, Inc.³
Green Dynasty Holdings Ltd.³
Green Dynasty Ltd.³
Li Fu³
Wise Sun Investments Ltd.³
Xiang Dong Yang³
Xin Liu³
Yuyan Zhang³
10/19/12 Fushi Copperweld, Inc. SC 13E3/A 1:152K Fushi Copperweld, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Agc Asia 6 Ltd.³
Agc China Ltd.³
Fushi Copperweld, Inc.³
Green Dynasty Acquisition, Inc.³
Green Dynasty Holdings Ltd.³
Green Dynasty Ltd.³
Li Fu³
Wise Sun Investments Ltd.³
Xiang Dong Yang³
Xin Liu³
Yuyan Zhang³
10/16/12 Yang Xiang Dong SC 13D 6:486K Yongye International, Inc. Weil Gotshal & Ma… 04/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Xiang Dong Yang³
10/9/12 Fushi Copperweld, Inc. SC 13E3/A 1:151K Fushi Copperweld, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Agc Asia 6 Ltd.³
Agc China Ltd.³
Fushi Copperweld, Inc.³
Green Dynasty Acquisition, Inc.³
Green Dynasty Holdings Ltd.³
Green Dynasty Ltd.³
Li Fu³
Wise Sun Investments Ltd.³
Xiang Dong Yang³
Xin Liu³
Yuyan Zhang³
9/28/12 Fushi Copperweld, Inc. SC 13E3/A 1:151K Fushi Copperweld, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Agc Asia 6 Ltd.³
Agc China Ltd.³
Green Dynasty Acquisition, Inc.³
Green Dynasty Holdings Ltd.³
Green Dynasty Ltd.³
Li Fu³
Wise Sun Investments Ltd.³
Xiang Dong Yang³
Xin Liu³
Yuyan Zhang³
8/14/12 Fushi Copperweld, Inc. SC 13E3 2:6.9M Fushi Copperweld, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund LLC³
Agc Asia 6 Ltd.³
Agc China Ltd.³
Green Dynasty Acquisition, Inc.³
Green Dynasty Holdings Ltd.³
Green Dynasty Ltd.³
Li Fu³
Wise Sun Investments Ltd.³
Xiang Dong Yang³
Xin Liu³
Yuyan Zhang³
6/29/12 Fu Li SC 13D/A 8:1.5M Fushi Copperweld, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Upland Fund, LLC³
Agc Asia 6 Ltd.³
Agc China Ltd.³
Wise Sun Investments Ltd.³
Xiang Dong Yang³
Xin Liu³
Yuyan Zhang³
11/3/11 Yang Tianfu SC 13D/A 1:566K Harbin Electric, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Emerald Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Nai Xin A Ltd.³
Abax Upland Fund LLC³
Acme Winner Group Ltd.³
Agc Asia 5 Ltd.³
Broad Globe Investments Ltd.³
Hero Wave Investments Ltd.³
Lanxiang Gao³
Prosper Expand Ltd.³
Sea Giant Investments Ltd.³
Suofei Xu³
Tech Full Electric Co. Ltd.³
Tianfu Investments Ltd.³
Tianli Yang³
Victory Lake Investments Ltd.³
Xiang Dong Yang³
Zedong Xu³
11/3/11 Harbin Electric, Inc. SC 13E3/A 1:232K Harbin Electric, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Emerald Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Nai Xin A Ltd.³
Abax Upland Fund LLC³
Acme Winner Group Ltd.³
Agc Asia 5 Ltd.³
Broad Globe Investments Ltd.³
Hero Wave Investments Ltd.³
Lanxiang Gao³
Prosper Expand Ltd.³
Sea Giant Investments Ltd.³
Suofei Xu³
Tech Full Electric Acquisition, Inc.³
Tech Full Electric Co. Ltd.³
Tianfu Investments Ltd.³
Tianfu Yang³
Tianli Yang³
Victory Lake Investments Ltd.³
Xiang Dong Yang³
Zedong Xu³
10/11/11 Harbin Electric, Inc. SC 13E3/A 1:353K Harbin Electric, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Emerald Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Nai Xin A Ltd.³
Abax Upland Fund LLC³
Acme Winner Group Ltd.³
Agc Asia 5 Ltd.³
Broad Globe Investments Ltd.³
Hero Wave Investments Ltd.³
Lanxiang Gao³
Prosper Expand Ltd.³
Sea Giant Investments Ltd.³
Suofei Xu³
Tech Full Electric Acquisition, Inc.³
Tech Full Electric Co. Ltd.³
Tianfu Investments Ltd.³
Tianfu Yang³
Tianli Yang³
Victory Lake Investments Ltd.³
Xiang Dong Yang³
Zedong Xu³
9/29/11 Harbin Electric, Inc. SC 13E3/A 2:14M Harbin Electric, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Emerald Ltd.³
Abax Global Capital³
Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Nai Xin A Ltd.³
Abax Upland Fund LLC³
Acme Winner Group Ltd.³
Agc Asia 5 Ltd.³
Broad Globe Investments Ltd.³
Hero Wave Investments Ltd.³
Lanxiang Gao³
Prosper Expand Ltd.³
Sea Giant Investments Ltd.³
Suofei Xu³
Tech Full Electric Acquisition, Inc.³
Tech Full Electric Co. Ltd.³
Tianfu Investments Ltd.³
Tianfu Yang³
Tianli Yang³
Victory Lake Investments Ltd.³
Xiang Dong Yang³
Zedong Xu³
9/13/11 Harbin Electric, Inc. SC 13E3/A 3:25M Harbin Electric, Inc. Toppan Merrill/FA
Abax Arhat Fund³
Abax Claremont Ltd.³
Abax Emerald Ltd.³
Abax Global Capital³
Abax Global Capital Abax Global Capital (Hong Kong) Ltd.³
Abax Global Opportunities Fund³
Abax Lotus Ltd.³
Abax Nai Xin A Ltd.³
Abax Upland Fund LLC³
Acme Winner Group Ltd.³
Agc Asia 5 Ltd.³
Broad Globe Investments Ltd.³
Hero Wave Investments Ltd.³
Lanxiang Gao³
Prosper Expand Ltd.³
Sea Giant Investments Ltd.³
Suofei Xu³
Tech Full Electric Acquisition, Inc.³
Tech Full Electric Co. Ltd.³
Tianfu Investments Ltd.³
Tianfu Yang³
Tianli Yang³
Victory Lake Investments Ltd.³
Xiang Dong Yang³
Zedong Xu³
| ____________ | | ¹ | Filing/Form Types: | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13E3 | Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
|
