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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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12/18/09 Falcone Philip 4 %Own.,Oth.² 1:15K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
12/14/09 Falcone Philip 4 %Own.,Oth.² 1:17K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
12/10/09 Falcone Philip 4 %Own.,Oth.² 1:20K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
12/9/09 Falcone Philip 4 %Own.,Oth.² 1:12K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
12/4/09 Falcone Philip 4 %Own.,Oth.² 1:14K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
11/16/09‡ Harbinger Capital Partners LLC 13F-NT 9/30/09 1:3K Seward & Kissel LLP
10/16/09 Falcone Philip 4 %Own.,Oth.² 1:15K Skyterra Communications Inc. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
10/16/09 Falcone Philip 4 %Own.,Oth.² 1:13K Terrestar Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
10/16/09 Falcone Philip 4 %Own.,Oth.² 1:18K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
9/29/09 Falcone Philip 4 %Own.,Oth.² 1:16K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
9/10/09 Falcone Philip 4 %Own.,Oth.² 1:16K Atlas Air Worldwide Holdings Inc. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Offshore Manager, L.L.C.
Harbinger Holdings, LLC
HMC Atlas Air, L.L.C.
9/4/09 Falcone Philip 4 %Own.,Oth.² 1:15K Atlas Air Worldwide Holdings Inc. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Offshore Manager, L.L.C.
Harbinger Holdings, LLC
HMC Atlas Air, L.L.C.
8/27/09 Falcone Philip 4 D,O,%Ow,Ot² 1:23K Spectrum Brands Holdings, Inc. Seward & Kissel LLP
Global Opportunities Breakaway Ltd.
Global Opportunities Breakaway Management GP, L.L.C.
Global Opportunities Breakaway Management, L.P.
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
8/24/09 Falcone Philip 4 %Own.,Oth.² 1:13K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
8/18/09 Falcone Philip 4 %Own.,Oth.² 1:12K Calpine Corp. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
8/17/09 Falcone Philip 4 %Own.,Oth.² 1:17K Atlas Air Worldwide Holdings Inc. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Offshore Manager, L.L.C.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
HMC Atlas Air, L.L.C.
8/14/09‡ Harbinger Capital Partners LLC 13F-NT 6/30/09 1:3K Seward & Kissel LLP
8/12/09 Falcone Philip 4 %Own.,Oth.² 1:20K Atlas Air Worldwide Holdings Inc. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Offshore Manager, L.L.C.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
HMC Atlas Air, L.L.C.
8/7/09 Falcone Philip 4 %Own.,Oth.² 1:20K Atlas Air Worldwide Holdings Inc. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Offshore Manager, L.L.C.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
HMC Atlas Air, L.L.C.
7/30/09 Falcone Philip 4 %Own.,Oth.² 1:15K Solutia Inc. Seward & Kissel LLP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 13F-NT | Quarterly Holdings Notice by a Money Manager — Form 13F. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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